Posts tagged with: "financial+services" Results 1961 - 1980 of 62,669
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Global Financial Regulators Turn Their Attention to Social Media ‘Finfluencers’
16 Aug 2023, 10:00 pm
Financial regulators in the United Kingdom, European Union, and United States are proposing new rules [read post]
Power & Pipes - https://www.morganlewis.com/blogs/powerandpipes
Global Financial Regulators Turn Their Attention to Social Media ‘Finfluencers’
16 Aug 2023, 10:00 pm
Financial regulators in the United Kingdom, European Union, and United States are proposing new rules [read post]
Up & Atom - https://www.morganlewis.com/blogs/upandatom
Global Financial Regulators Turn Their Attention to Social Media ‘Finfluencers’
16 Aug 2023, 10:00 pm
Financial regulators in the United Kingdom, European Union, and United States are proposing new rules [read post]
ML BeneBits - https://www.morganlewis.com/blogs/mlbenebits
CFPB Warning to Consumer Financial Services Digital Marketing Providers
12 Aug 2022, 11:23 am by Ellen T. Berge, Leonard L. Gordon, Liz Clark Rinehart and Jonathan L. Pompan
Through a new interpretive rule announced this week, the Consumer Financial Protection Bureau (CFPB) [read post]
All About Advertising Law - http://www.allaboutadvertisinglaw.com
Deregulation of Korean Cloud Computing and Network Separation in the Korean Financial Sector in South Korea
16 Aug 2022, 3:31 pm by Sean Hayes
The Korean Financial Services Commission presented its intentions to enhance the rules governing cloud [read post]
Korean Law Blog - http://www.thekoreanlawblog.com/
Lena Nebel | Brotman Financial Group
18 Jan 2018, 12:47 pm by Daily Record Staff
Lena Nebel, CFP, MSFS has joined the advisory team of financial services firm Brotman Financial Group [read post]
On the Record - http://thedailyrecord.com/ontherecord/
House Hearing Testimony, "Credit Card Practices"
26 Apr 2007, 5:04 am
Today I will be testifying before the United States House of Representatives, Financial Services Committee [read post]
The Volokh Conspiracy - http://www.volokh.com/
Global Financial Regulators Turn Their Attention to Social Media ‘Finfluencers’
16 Aug 2023, 10:00 pm
Financial regulators in the United Kingdom, European Union, and United States are proposing new rules [read post]
As Prescribed - https://www.morganlewis.com/blogs/asprescribed
The Financial Conglomerates and Other Financial Groups (Amendment etc.) (EU Exit) Regulations 2019
15 Feb 2019, 3:50 am by Simon Lovegrove (UK) and Jochen Vester (UK)
On 14 February 2019, there was published on legislation.gov.uk, the Financial Conglomerates and Other [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
FDIC Issues Guidance on Service Technology Service Provider Contracts
4 Apr 2019, 10:43 am by Theodore R. Flo and Glen P. Trudel
On April 2, 2019, the FDIC issued Financial Institution Letter FIL-19-2019 (the “Letter”) [read post]
CFPB Monitor - http://www.cfpbmonitor.com
CFPB files opposition to CFSA cross-petition for certiorari; payment processor trade group files amicus brief in support of cross-petition
26 Jan 2023, 3:48 pm by John L. Culhane, Jr., Richard J. Andreano, Jr. and Michael Gordon
The CFPB has filed its brief in opposition to the cross-petition for certiorari filed by Community Financial [read post]
CFPB Monitor - http://www.cfpbmonitor.com
House and Senate to hold hearings focused on fintech, artificial intelligence
24 Jun 2019, 8:38 am by Barbara S. Mishkin
Fintech: Tomorrow, June 25, the House Financial Services Committee’s Task Force on Financial Technology [read post]
CFPB Monitor - http://www.cfpbmonitor.com
Tools of the Trade
1 Aug 2017, 8:50 am by Len Feltoon
Our Service Comes in Many Fashions Financial wellness has become more than just a topic of discussion [read post]
Legal Insurance Blog - http://www.legal-insurance-blog.com/
Khuzami Testifies on Settlement Practices
17 May 2012, 1:42 pm by Securites Lawprof
Securities and Exchange Commission, testified today before the Committee on Financial Services, U.S. [read post]
Securities Law Prof Blog - https://lawprofessors.typepad.com/securities/
Broker George Warner Sanctioned Over Altering Client Records
8 Dec 2017, 6:52 am by Adam Weinstein
Chelsea Financial Services (Chelsea Financial), has been subject to one customer complaint, one regulatory [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
HM Treasury Policy Statement ‘Critical third parties to the finance sector’
9 Jun 2022, 8:39 am by Simon Lovegrove (UK)
Financial services are increasingly relying on third parties, outside the finance sector, to provide [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
FCA consults on regulatory fees and levies: policy proposals for 2024/25
21 Nov 2023, 6:41 am by Simon Lovegrove (UK) and Anita Edwards
to the way it will raise FCA fees from 2024/25, as well as some adjustments to the rules affecting Financial [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
FSB assesses implementation progress and effects of post-crisis financial services reforms
1 Mar 2017, 1:53 pm by Simon Lovegrove
The Financial Stability Board (FSB) has recently concluded a two day meeting in Cape Town, South Africa [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
Cordray Outlines to House Panel His Vision for a CFPB with Full Enforcement Authority
24 Jan 2012, 10:53 am by James Hamilton
products and services. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Northwestern Mutual Investment Services Fined $350K for Inadequate Supervision of Ex-Broker Sampson Pearson
16 Jul 2020, 9:41 am by Shepherd Smith Edwards & Kantas, LLP
Former Financial Representative Is Facing Criminal Trial for Annuity Fraud  The Financial Industry [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/