Posts tagged with: "financial+services"
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29 Aug 2022, 7:33 pm
The Consumer Financial Protection Bureau (“CFPB”) is a U.S. government agency charged with [read post]
13 Jun 2025, 8:33 am
On 13 June 2025, the House of Lords’ Financial Services Regulation Committee (the Committee) issued [read post]
19 Oct 2022, 8:41 pm
notice 1350 of 2022, effective as of 19 October 2022, the FSCA has formally declared a crypto asset as a financial [read post]
27 Sep 2018, 12:26 pm
Chris, who chairs Ballard’s Consumer Financial Services Litigation Group, and Scott, a partner [read post]
31 Jul 2012, 1:15 pm
; Consumer Financial Services Section The Regulation of Financial Market Intermediaries: The Making and [read post]
5 Aug 2016, 9:32 am
rulemaking aimed at arbitration provisions in consumer contracts used by companies offering payment services [read post]
5 Feb 2018, 7:15 am
The webpage contains links to the following recent FCA publications: Consultation Paper 18/2: Financial [read post]
19 Apr 2017, 6:56 pm
Financial Technology: Information on Subsectors and Regulatory Oversight, GAO-17-361: Published: Apr [read post]
17 Sep 2021, 8:27 am
Pennsylvania Financial Advisor is Accused of Making Unsuitable Recommendations Austin Richard Dutton [read post]
18 Sep 2023, 6:56 pm
Did Former Cetera Broker Hui Zhang Sell You Northstar Financial Services (Bermuda) Annuities? [read post]
21 Jun 2022, 5:00 am
As previously discussed, financial services regulators are increasingly focused on how businesses use [read post]
31 Mar 2022, 8:44 am
On 30 March 2022, the Financial Ombudsman Service (FOS) published their 2022/2021 Plans and Budget, setting [read post]
29 Oct 2024, 12:15 am
The California Consumer Financial Protection Law (CCFPL) authorizes the Department of Financial Protection [read post]
10 Aug 2018, 2:52 pm
On August 8, 2018, the Superintendent of the New York State Department of Financial Services issued a [read post]
2 Aug 2016, 5:00 am
Belote has been named executive vice president and chief financial officer with 1880 Bank. [read post]
14 Nov 2018, 2:23 pm
New York City, more than anywhere in the nation, is the venue for criminal prosecutions of financial [read post]
10 Jun 2023, 6:23 am
The Financial Industry Regulatory Authority Inc. on Thursday barred a financial advisor who borrowed [read post]
10 Feb 2022, 8:53 pm
services (AFS) licensing requirements for foreign financial service providers (FFSPs). [read post]
13 Jan 2020, 3:26 pm
Jean Noonan, a partner at Hudson Cook LLP, was appointed by Consumer Financial Protection Bureau (CFPB [read post]
16 Jul 2009, 6:07 am
Yesterday I testified in the House Financial Services Committee on the Obama Administration's proposed [read post]
