Posts tagged with: "financial+services" Results 7361 - 7380 of 62,668
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
Determining Whether Your Corporate Compliance Program is “Good Enough”
14 Dec 2022, 6:30 am
Introduction Business leaders of companies operating outside of the financial services industry (&ldquo [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
OCC appeals NY federal district court final judgment in NYDFS lawsuit challenging fintech charter
23 Dec 2019, 10:00 am by Alan S. Kaplinsky
court’s final judgment entered in October 2019 in the lawsuit filed by the New York Department of Financial [read post]
CFPB Monitor - http://www.cfpbmonitor.com
Non-discriminatory use by insurers of AI systems and External Consumer Data and Information Sources in underwriting and pricing New York style
19 Aug 2024, 6:54 am by Patrick Bracher (ZA)
In July 2024 an industry guidance issued by the New York Department of Financial Services contains useful [read post]
Financial Institutions Legal Snapshot - http://www.financialinstitutionslegalsnapshot.com/
BoE announces the transition of CHAPS to latest global financial messaging standard
20 Jun 2023, 1:59 am by Simon Lovegrove (UK)
industry, migrated CHAPS, the UK’s high-value payments system, to ISO 2022, the latest global financial [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
Ballard Spahr to hold Feb. 2 webinar on the CFPB under Acting Director Uejio and Director Chopra, with special guest Richard Cordray
21 Jan 2021, 1:49 pm by Barbara S. Mishkin
ET, Ballard’s Consumer Financial Services Group will hold a webinar, “The Times at the CFPB [read post]
CFPB Monitor - http://www.cfpbmonitor.com
Antitrust Matters Episode 12: First, Do No Harm. Does the Business of Hospitals Follow this Creed?
28 Mar 2023, 12:12 pm by Dan Lopez
From the prices we pay for food, travel, financial services, payments to the way we interact daily using [read post]
Antitrust Today - https://constantinecannon.com/practice/antitrust-litigation-counseling/antitrust-today/
New ESG insight page
6 Jun 2019, 9:00 am by Imogen Garner (UK), Beth Duff (BE) and Simon Lovegrove (UK)
asset managers through the evolving regulatory landscape on ESG, features include: videos from our financial [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
Fixing the Watchdog: Evaluating and Improving the SEC
2 Oct 2011, 6:15 am by Mary L. Schapiro, Chairman, U.S. Securities and Exchange Commission,
House of Representatives Committee on Financial Services, which is available here. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
After the FTX Crash, What’s Next for Crypto?
12 Dec 2022, 1:34 pm by Mikolaj Barczentewicz
Congress this week, with the House Financial Services Committee set for a Dec. 13 hearing with FTX CEO [read post]
Truth on the Market - http://truthonthemarket.com/
PRA Policy Statement 2/23: Depositor Protection
31 Mar 2023, 7:37 am by Matthew Gregory (UK)
These amendments sought to clarify that the Financial Services Compensation Scheme (FSCS) depositor protection [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
Blog Post: How An ELM Platform Benefits Corporate Legal
19 Nov 2024, 5:00 am by Jayme Soulati
legal operations professionals can use for collaboration, streamlined workflow, matter management, financials [read post]
Legal Insights Blog - https://www.lexisnexis.com/community/insights/legal/
Senate Appropriations Committee votes to “require” CFPB briefings
29 Jul 2013, 11:00 am by Barbara S. Mishkin
MishkinOn July 25, the Senate Appropriations Committee approved report language for the FY 2014 financial [read post]
CFPB Monitor - http://www.cfpbmonitor.com
Advisor James Vernon Regier Receives Customer Complaints Over Unsuitable Trades
20 Apr 2017, 1:49 pm by Adam Gana
Our law firm, Gana LLP, is investigating claims made by Financial Industry Regulatory Authority (FINRA [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
Timely Warning -- Don't Get Catfished by your "Valentine"
11 Feb 2020, 9:49 pm
your ValentineValentine’s Day is almost here, love is in the air, and the Oregon Division of Financial [read post]
Law for Real People - http://www.johngearlaw.com/law-for-real-people-blog.html
Published in the OJ: Decision of the EEA Joint Committee No 238/2019
5 Jan 2023, 6:49 am by Simon Lovegrove (UK)
European Union, Decision of the EEA Joint Committee No 238/2019 of 27 September 2019 amending Annex IX (Financial [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
Supreme Court Narrowly Defines Supervisor Under Title VII
25 Jun 2013, 2:47 pm by Epstein Becker & Green, P.C.
Vicarious Liability Under Title VII” on the Retail Labor and Employment Law blog, and we think financial [read post]
Workforce Bulletin - https://www.workforcebulletin.com/
NYDFS adopts regulation requiring registration of consumer credit reporting agencies, compliance with cybersecurity regulation
5 Jul 2018, 1:11 pm by James Kim and John L. Culhane, Jr.
The New York Department of Financial Services (“NYDFS”) has adopted a regulation that requires [read post]
CFPB Monitor - http://www.cfpbmonitor.com
EC issues plan to revise EU financial industry supervision, give more power to ESMA
25 Sep 2017, 5:00 am by John Jascob
John Filar AtwoodIn an effort to further the transition to a capital markets union with integrated financial [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Argument recap: Court hints at detour from jurisdictional principles in telemarketing case.
29 Nov 2011, 10:31 am by Ronald Mann
Arrow Financial Services, LLC started with a surreal detour from the basic jurisdictional principles [read post]
SCOTUSblog - http://www.scotusblog.com/
Disability Insurer Profiles: Hartford
4 May 2015, 4:00 am by Comitz Beethe
The Hartford Financial Services Group, Inc. [read post]
Comitz Beethe's Disability Insurance Claim Blog - https://www.disabilitycounsel.net/publications/disability-blog/