Search for: "Mary L. Schapiro, Chairman, U.S. Securities and Exchange Commission,"
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22 Sep 2011, 1:13 pm
Testimony Concerning “Potential Conflicts of Interest at the SEC: The Becker Case” by Chairman [read post]
22 Jun 2009, 2:50 pm
Chairman Mary L. Schapiro, U.S. [read post]
15 Feb 2011, 1:08 pm
SEC Chairman Mary L. [read post]
30 Sep 2010, 12:57 pm
SEC Chairman Mary L. [read post]
4 Mar 2011, 7:16 am
SEC Chairman Mary L. [read post]
27 Nov 2012, 9:30 pm
Mary L. Schapiro, the Chairman of the U.S. [read post]
28 Apr 2009, 3:51 am
Hedge Fund Advisors May be Impacted Yesterday SEC Chairman Mary Schapiro discussed many new SEC initiatives [read post]
28 Jan 2010, 2:57 pm
The Securities and Exchange Commission voted 3-2 to issue an interpretive guidance to publicly traded [read post]
21 Apr 2011, 2:48 pm
On April 6, 2011, Mary L. [read post]
23 Sep 2011, 9:43 am
Mary Schapiro testified before a joint session of two House Subcommittees regarding the recent report [read post]
7 Sep 2011, 4:02 am
" Late yesterday, SEC Chair Mary Schapiro issued a statement that the SEC would neither seek a rehearing [read post]
26 Jul 2011, 5:00 pm
A “large trader” is defined as a person whose transactions in exchange-listed securities [read post]
23 Jun 2009, 5:38 pm
Chairman Mary Shapiro (SEC) and Chairman Gary Gensler (CTFC) each testified before Congress to address [read post]
9 Oct 2009, 5:58 am
Georgiou Of Counsel, Coughlin Stoia Geller Rudman & Robbins LLP Financial Crisis Inquiry Commission [read post]
18 Jul 2009, 7:31 am
and Exchange Commission. [read post]
12 Sep 2011, 9:53 am
On September 6, 2011, the Securities and Exchange Commission confirmed that it would not seek rehearing [read post]
13 Sep 2009, 4:31 am
Chairman Shapiro’s comments, reprinted below, can be found here. **** Selected sections [read post]
2 Mar 2010, 1:34 pm
systems.Naked access accounts may amount to nearly 40 percent of the daily volume for equities traded in the U.S [read post]
30 Dec 2011, 7:27 am
Mary Schapiro and now General Counsel Mark Cahn were informed of the existence of this account, yet [read post]
16 Jun 2022, 9:05 pm
Securities and Exchange Commission on June 16, 2022. The full letter is available here.] [read post]
