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New IRS Regulations Regarding Noncompensatory Partnership Options Effective Immediately
7 Feb 2013, 10:36 am
Jason Schendel (650-815-2621, jschendel@sheppardmullin.com) and Lauren Lewis (650-815-2672, lalewis@sheppardmullin.com [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
FINRA Adopts Rule 5123 Requiring the Filing of Offering Documents used in Private Placements of Securities
24 Jan 2013, 10:40 am
By Jason Schendel and Joel Cazares A new rule requiring FINRA member firms to file copies of certain [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
FTC Proposes Amendments To The Hart-Scott-Rodino Rules Regarding Withdrawal Of A Premerger Notification Filing
7 Feb 2013, 10:37 am
Jason Schendel (650-815-2621, jschendel@sheppardmullin.com) and Lauren Lewis (650-815-2672, lalewis@sheppardmullin.com [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
First Circuit Finds that a Private Equity Fund Can Be Liable for the Pension Obligations of its Portfolio Company
6 Aug 2013, 10:26 am
further information, please contact Martin Smith at (213) 617-5490, Michael Chan at (213) 617-5537, Jason [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
SEC Staff To Express No Views On Conflicting Shareholder Proposals Under Rule 14a-8(i)(9)
29 Jan 2015, 9:44 am by John Tishler
  John Tishler (858-720-8943, jtishler@sheppardmullin.com), Jason Schendel (650-815-2621, jschendel [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
SEC Proposes Amendments to Update and Simplify Disclosure Requirements as Part of Overall Disclosure Effectiveness Review
22 Jul 2016, 9:12 am by Jason Schendel
  Peter Menard (213-617-5483, pmenard@sheppardmullin.com) and Jason Schendel (650-815-2621, jschendel [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
First Circuit Finds that a Private Equity Fund Can Be Liable for the Pension Obligations of its Portfolio Company
6 Aug 2013, 9:26 am by Sheppard Mullin
further information, please contact Martin Smith at (213) 617-5490, Michael Chan at (213) 617-5537, Jason [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Client Alert – Considerations for 2014 Proxy Season and Beyond
17 Dec 2013, 10:04 am by Jason Schendel
in our public company group including John Tishler (858-720-8943, jtishler@sheppardmullin.com) and Jason [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
SEC Considering New Regulations Governing Capital Formation for Smaller Companies, Crowdfunding, Social and Other New Media
21 Apr 2011, 2:48 pm
858.720.8943, jtishler@sheppardmullin.com), Dan Brooks (202.469.4916, dbrooks@sheppardmullin.com) and Jason [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
NASDAQ Proposes The Adoption Of A New All-Inclusive Annual Listing Fee
9 Sep 2014, 10:29 am by John Tishler
858-720-8943, jtishler@sheppardmullin.com), Peter Menard (213-617-5483, pmenard@sheppardmullin.com, Jason [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
SEC Approves Nasdaq’s Proposed Rule on Third Party Payments to Directors and Director-Nominees – The “Golden Leash” Disclosure
1 Aug 2016, 9:14 am by Monica M. Youssef
Monica Youssef (714-424-8222, myoussef@sheppardmullin.com) and Jason Schendel (650-815-2621, jschendel [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Update on Timeline for SEC Rulemaking to Implement the JOBS Act and Dodd-Frank Act
25 Jul 2012, 10:00 am
815-2640, llehot@sheppardmullin.com), Edwin Astudillo (858-720-7468, eastudillo@sheppardmullin.com), Jason [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Senate Passes Modified JOBS Act - Regulatory Reform for Small and Emerging Growth Companies Speeds Closer to Fruition
26 Mar 2012, 3:12 pm
815-2640, llehot@sheppardmullin.com), Edwin Astudillo (858-720-7468, eastudillo@sheppardmullin.com), Jason [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
The March Towards Meaningful Reform for Small and Emerging Growth Companies Moves Forward - House Passes Measures to Open Private Capital Raising and Facilitate an On-Ramp of New IPOs
12 Mar 2012, 1:44 pm
815-2640, llehot@sheppardmullin.com), Edwin Astudillo (858-720-7468, eastudillo@sheppardmullin.com), Jason [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
President Obama Signs JOBS Act: Landmark Reform for Small and Emerging Growth Companies Now Law
5 Apr 2012, 6:26 pm
815-2640, llehot@sheppardmullin.com), Edwin Astudillo (858-720-7468, eastudillo@sheppardmullin.com), Jason [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Navigating the SEC's Recent Conflict Minerals Rules: Threading the Needle Through Complex Controls and Procedures and Complying with New Disclosure Requirements
21 Sep 2012, 6:51 am
jtishler@sheppardmullin.com), Louis Lehot (650-815-2640, llehot@sheppardmullin.com), Jason [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/