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SEC Adopts Rules to Enhance and Standardize Climate-Related Disclosures for Investors
6 Mar 2024, 9:20 am by Mark Astarita
The Securities and Exchange Commission today adopted rules to enhance and standardize climate-related [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Small Business Advocacy Office Delivers Report to Congress on Capital Raising from Startups to Small Public Companies
14 Dec 2023, 1:51 pm by Mark Astarita
The Securities and Exchange Commission’s Office of the Advocate for Small Business Capital Formation [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Proposes Enhanced Safeguarding Rule for Registered Investment Advisers
15 Feb 2023, 9:30 am by Mark Astarita
The Securities and Exchange Commission today proposed rule changes to enhance protections of customer [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Small Business Advisory Committee to Host Meeting to Discuss Alternatives to Traditional Private Company Financing, Private Fund Reforms, and Public Company Investment Research
31 Jan 2023, 9:21 am by Mark Astarita
The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee today [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Seeks Candidates for Small Business Capital Formation Advisory Committee
21 Jan 2026, 5:35 am by Mark Astarita
The Securities and Exchange Commission is seeking candidates to fill a limited number of vacancies on [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC to Republish Exchange Act Registration Revocations and Stop Orders on EDGAR
20 Apr 2012, 1:32 pm by Jeremy D. Siegfried
The SEC announced that beginning on April 19, 2012, the SEC staff will begin to republish via EDGAR Commission [read post]
Federal Securities Law Blog - http://www.fedseclaw.com/
NYSE Expands Rules on Material News and Trading Halts
2 Oct 2015, 6:10 am
Recently, the New York Stock Exchange LLC (“NYSE” or “Exchange”) filed a proposed [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
U.S. Supreme Court to decide whether SEC may obtain disgorgement of “ill-gotten gains”
5 Nov 2019, 1:45 pm by Kevin Harnisch (US) and Ilana Sinkin (US)
Supreme Court agreed to take a case challenging the authority of the Securities and Exchange Commission [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
The Urgent Need to Re?establish the Investor Advisory Committee
24 Sep 2011, 5:55 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Public Companies - Corporate Governance and '34 Act Compliance
8 Jul 2013, 1:08 pm
Exchange Act of 1934 and capital formation under the Securities Act of 1933. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Amendments to Form 13F
6 Aug 2022, 6:30 am
On June 23, 2022, the Securities and Exchange Commission (SEC) adopted certain amendments to Form 13F [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Amendments to Form 13F
6 Aug 2022, 6:30 am
On June 23, 2022, the Securities and Exchange Commission (SEC) adopted certain amendments to Form 13F [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC’s Regulatory Agenda
15 Jun 2023, 11:44 am by Doug Cornelius
The Securities and Exchange Commission has published the Spring update to its agency rule list: Agency [read post]
Compliance Building - http://www.compliancebuilding.com
SEC Enforcement Mid-Year Review
14 Jun 2023, 6:31 am
Securities and Exchange Commission (the “SEC” or the “Commission”) has had a [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
SEC Enforcement Mid-Year Review
14 Jun 2023, 6:31 am
Securities and Exchange Commission (the “SEC” or the “Commission”) has had a [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Adopts Securities Lending Reporting Rules
12 Oct 2023, 10:00 pm
On October 13, 2023, the US Securities and Exchange Commission (SEC) adopted Rule 10c-1a requiring the [read post]
Power & Pipes - https://www.morganlewis.com/blogs/powerandpipes
SEC Adopts Securities Lending Reporting Rules
12 Oct 2023, 10:00 pm
On October 13, 2023, the US Securities and Exchange Commission (SEC) adopted Rule 10c-1a requiring the [read post]
Well Done - https://www.morganlewis.com/blogs/welldone
SEC Adopts Securities Lending Reporting Rules
12 Oct 2023, 10:00 pm
On October 13, 2023, the US Securities and Exchange Commission (SEC) adopted Rule 10c-1a requiring the [read post]
ML BeneBits - https://www.morganlewis.com/blogs/mlbenebits
SEC Proposes Updates to Electronic Recordkeeping Requirements
19 Nov 2021, 2:03 am by Mark Astarita
The Securities and Exchange Commission today published proposed amendments to the electronic recordkeeping [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Proposed Rule Regarding General Solicitation and Advertising
6 Sep 2012, 5:41 am by Mary L. Schapiro, Chairman, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/