Posts tagged with: "financial+services" Results 1661 - 1680 of 62,669
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SEC's Schapiro Addresses Consumer Federation of America Conference
3 Dec 2009, 2:31 pm
SEC Chairman Mary Schapiro spoke on "The Consumer in the Financial Services Revolution" at [read post]
Securities Law Prof Blog - https://lawprofessors.typepad.com/securities/
Testing for Asymmetric Pricing Behaviour in Irish and UK Petrol and Diesel Markets
13 May 2010, 12:00 am by JA Hodnicki
Daniel Sokol Bermingham, Colin (Central Bank and Financial Services Authority of Ireland) and O&rsquo [read post]
Antitrust & Competition Policy Blog - https://lawprofessors.typepad.com/antitrustprof_blog/
Neil Gunter | Heritage Financial Consultants
4 Sep 2019, 11:02 am by Daily Record Staff
Neil Gunter, former financial adviser at VALIC Financial Advisors LLC, has joined Heritage Financial [read post]
On the Record - http://thedailyrecord.com/ontherecord/
Remuneration in the Financial Services Industry 2015
18 Sep 2015, 6:36 am
The past year has seen the issue of financial sector pay continue to generate headlines. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Mediation - Coming to a Financial Services Dispute Near You
8 Mar 2012, 7:00 am by James Mann
we no doubt will see the continuation of a significant trend towards the use of mediation to resolve financial [read post]
ADR Times Blog - https://www.adrtimes.com/blog/
Fintech Africa Event 28 July 2015 @ GIBS
21 Jul 2015, 9:30 pm by Afro Leo
services. [read post]
Afro-IP - http://afro-ip.blogspot.com/
Lavine on Zoning Out Payday Loan Stores
1 Aug 2011, 11:40 pm by landuseprof
Amy Lavine (Albany) has posted Zoning Out Payday Loan Stores and Other Alternative Financial Services [read post]
Land Use Prof Blog - https://lawprofessors.typepad.com/land_use/
Upholding “Fit and Proper” Standards
5 Feb 2025, 3:54 am by Michael McCarthy
On 23 December 2024, the Financial Services Tribunal upheld an FSP’s decision to debar its representative [read post]
Financial Institutions Legal Snapshot - http://www.financialinstitutionslegalsnapshot.com/
United States Congress Creates AI Task Force
13 May 2019, 7:12 pm by Sabrina I. Pacifici
“Today, Congresswoman Maxine Waters (D-CA), Chairwoman of the House Committee on Financial Services [read post]
beSpacific - http://www.bespacific.com/
New CryptoNavigator platform to support firms with regulatory change
3 Aug 2023, 6:27 am by Albert Weatherill (UK) and Hannah Meakin (UK)
Our global financial services team has launched a new platform, CryptoNavigator, which provides a mixture [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
New Regulation Tomorrow Plus podcast – ESG: Key regulatory risks in the UK and US and practical steps to manage them
23 Aug 2022, 3:40 am by Katie Stephen (UK), Celia Cohen (US) and Catherine Pluck (UK)
podcasts‘ and ‘Spotify‘ In this podcast Katie Stephen, Co-Head of our Contentious Financial [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
European Parliament elections: implications for financial services
5 Jun 2024, 8:20 am by Anna Carrier (BE) and Flupke van den Bogart
The financial services legislative agenda in the 2019-2024 mandate was extremely busy, with a number [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
INVESTOR PROTECTION ACT OF 2009
8 Oct 2009, 9:16 am
Last week, the House Financial Services Committee introduced the expansive Investor Protection Act of [read post]
Cosgrove Law Securities and Investment Blog - http://securitiesandinvestmentblog.blogspot.com/
Hong Kong and Australia seal agreement on fintech cooperation
20 Jun 2017, 8:21 pm by Simon Lovegrove and Zein El Hassan (AU)
There is an argument that the financial services sector is always changing and that fintech is a case [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
Latin American Investor Files Six-Figure Northstar (Bermuda) Fraud Claim Against Truist Investment Services
19 May 2021, 1:13 pm by Shepherd Smith Edwards & Kantas, LLP
Former SunTrust Advisory Services Investment Adviser Luisa Gonzales Unsuitably Recommended Northstar [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
Brexit: Financial Services Contracts Regime
15 Jan 2019, 6:39 am by Simon Lovegrove (UK)
allows EEA firms to continue to operate in the UK after Brexit whilst they seek authorisation; and a financial [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
UK Finance publishes its Plan for Growth
17 Mar 2025, 8:39 am by Anita Edwards and Simon Lovegrove (UK)
Background UK Finance flags the importance of financial services to the domestic economy, noting that [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
What Is The List Of Central Locations For Service Of Process?
1 Dec 2022, 12:15 am
The Department of Financial Protection & Innovation's website includes a link to an Excel spreadsheet [read post]
California Corporate & Securities Law - https://www.calcorporatelaw.com/
Today’s podcast episode: BSA/AML Priorities Under a New Administration
15 Jan 2026, 8:40 am by Ballard CFS Group
insightful conversation on the evolving landscape of anti-money laundering (AML) compliance in consumer financial [read post]
CFPB Monitor - http://www.cfpbmonitor.com
Call in for free advice to avoid investment fraud 11/10/11
7 Nov 2011, 10:17 am by cat
Protecting Americans from Financial Abuse - Toll Free Nationwide Call-In Service on November 10th Kiplinger [read post]
Aging & Law in West Virginia - http://seniorlegalaid.blogspot.com/