Posts tagged with: "financial+services" Results 7481 - 7500 of 62,668
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Bloomberg Finance prevails after lengthy dispute
1 Jul 2013, 7:14 pm by Afro Leo
developer called Mr Bloomberg when he tried to expand the numerous companies bearing his name into financial [read post]
Afro-IP - http://afro-ip.blogspot.com/
Rep. Hensarling Worries Anew About Financial Regulations
11 Sep 2014, 1:38 pm by John Jascob
Nelson, J.D.House Financial Services Committee Chairman, Jeb Hensarling (R-Tex.), gave a speech  [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Surge In Client FINRA Arbitration Filings May Be On Horizon, Financial Advisor, ft. Daniel Hetzel
21 May 2020, 5:43 am by Kaufman Dolowich Voluck
Hetzel, a partner in the financial services and regulatory practice group at Kaufman Dolowich & Voluck [read post]
Kaufman Dolowich & Voluck, LLP Blog - http://www.kdvlaw.com/news-resources/category/blog/
Chip Merlin Busted By Florida Insurance Investigators!
26 Jan 2023, 8:53 am by Chip Merlin
Can you imagine the glee on the face of the investigator for Florida’s Department of Financial [read post]
Property Insurance Coverage Law Blog - https://www.propertyinsurancecoveragelaw.com/
House ESG Working Group Takes on Shareholder Proposal Process
29 Jul 2023, 6:30 am
It’s the moniker, according to Politico, ascribed to the plan of the House Financial Services [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
House ESG Working Group Takes on Shareholder Proposal Process
29 Jul 2023, 6:30 am
It’s the moniker, according to Politico, ascribed to the plan of the House Financial Services [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Florida Newspaper Calls for Foreclosure Fraud Criminal Prosecutions of Five Big Banks Regardless of AG Settlement: Here’s Why and Why That’s Not Enough
10 Apr 2012, 5:43 am by Larry Tolchinsky
Tampa Bay Times published an editorial this week that details the flagrant evildoing that banks and financial [read post]
About Florida Law - http://aboutfloridalaw.com
SEC Accuses Financial Advisor And Strategic Wealth Advisor Group of Stealing $2.2M From Senior Investors
4 Sep 2020, 1:15 am by Shepherd Smith Edwards & Kantas, LLP
Joseph Boucher, a California-based investment adviser, and his firm, Strategic Wealth Advisor Group Services [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
FINRA Suspends Stockbrokers For Failing To Comply With FINRA Arbitration Award Or Settlement Agreement January, 2024
1 Feb 2024, 1:34 pm by Silver Law Group
settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Scott Reed   First Financial [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
UBS to pay $25M for failing to communicate derivatives’ risks
11 Jul 2022, 5:20 am by John Jascob
By Anne Sherry, J.D.UBS Financial Services knew about significant risks of a complex options trading [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
SEC Chair Gensler Testifies Before U.S. House Financial Services Subcommittee
18 May 2022, 9:01 pm by Gary Gensler
We review the disclosures and financial statements of more than 8,200 reporting companies. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
The JP Morgan “Whale” Report and the Ghosts of the Financial Crisis
24 Jan 2013, 12:00 pm by Benjamin W. Heineman, Jr., Harvard Law School Program on Corporate Governance and Harvard Kennedy School of Government,
on the causes of the "London Whale" trading losses raise important questions about whether financial [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
National Nursing Home Bill Promotes Residents' Rights
27 Jun 2008, 3:27 am
and has its source in nursing homes neglecting not just their patients but their staff and quality of service [read post]
Tennessee Injury Lawyer Blog - http://www.tennesseelawblog.com/
Comment period closes on transfer agent modernization concept release
19 Apr 2016, 8:57 am by John Jascob
Given the diversity of products and services offered by transfer agents, STA added that it is pleased [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Federal Government Expands AML Cybercrime Enforcement
4 Jun 2013, 8:53 am by Gerald Ferguson
The lack of identifying information, the use of exchangers and the deliberate concealment of financial [read post]
Data Privacy Monitor - http://www.dataprivacymonitor.com/
New York States Comptroller Thomas P. DiNapoli releases municipal audits
7 Jun 2024, 9:00 am by Public Employment Law Press
In addition, one vendor was overpaid $36,905 for snow plowing services due to the vendor’s use [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
New York States Comptroller Thomas P. DiNapoli releases municipal audits
7 Jun 2024, 9:00 am by Public Employment Law Press
In addition, one vendor was overpaid $36,905 for snow plowing services due to the vendor’s use [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
FEDERAL COURT SAYS OVERNIGHT DELIVERY FEES ARE SETTLEMENT SERVICES
28 Apr 2014, 4:05 pm
Court for the Central District of California ruled that overnight delivery fees constituted settlement services [read post]
RESPA Lawyer Blog - http://www.respalawyer.com/
SLA April 3 Twitter Chat on Proving the Value of Information Services
30 Mar 2014, 12:34 pm by Michel-Adrien
live Twitter chat on April 3rd at 3PM Eastern on the topic of Proving the Value of Information Services [read post]
Library Boy - http://micheladrien.blogspot.com/
Jonathon Held Argues That Appraisers Should Not Have To Be Licensed Adjusters
25 Apr 2023, 10:38 am by Chip Merlin
Services that a policyholder appraiser has to have a public adjuster license: This movement is not [read post]
Property Insurance Coverage Law Blog - https://www.propertyinsurancecoveragelaw.com/