Posts tagged with: "financial+services" Results 6881 - 6900 of 62,668
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All-in-One SaaS Solution for Solos - Rocket Matter
1 Apr 2008, 9:02 pm
( Periodically I post about products or have guest posts about products or services  or books [read post]
Build A Solo Practice, LLC - http://susancartierliebel.typepad.com/build_a_solo_practice/
Japan FSA Extends Restrictions on Short Selling Until End of April
25 Jan 2011, 7:21 am by James Hamilton
The Japanese Financial Services Agency has extended its restrictions on short selling until April 30 [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Defendants file appeal in NY regulator’s lawsuit using Dodd-Frank authority
23 Oct 2014, 1:17 pm by Barbara S. Mishkin
defendants in the lawsuit brought by Benjamin Lawsky, the Superintendent of the New York Department of Financial [read post]
CFPB Monitor - http://www.cfpbmonitor.com
FOS publishes diversity, inclusion and wellbeing report for 2021
25 Feb 2022, 6:51 am by Simon Lovegrove (UK)
On 24 February 2022, the Financial Ombudsman Service (FOS) published its latest diversity, inclusion [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
FINRA Decision Permits Class Action Waivers
5 Mar 2013, 11:42 am by John F. Fullerton III and Matthew Tronzano
waivers may have received an important seal of approval as the result of a recent decision arising in the financial [read post]
Workforce Bulletin - https://www.workforcebulletin.com/
Defendants in three CFPB enforcement actions seek dismissal based on Fifth Circuit decision holding CFPB’s funding mechanism is unconstitutional
25 Oct 2022, 7:26 am by Michael Gordon and Michael R. Guerrero
  The Fifth Circuit’s decision in Community Financial Services Association v. [read post]
CFPB Monitor - http://www.cfpbmonitor.com
Broker Walter Stucker Subject to Customers Complaints Over Oil and Gas Securities
2 Aug 2018, 12:55 pm by Staff Attorney
The investment fraud attorneys at Gana Weinstein LLP have been investigating Wells Fargo Clearing Services [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
Testimony by Chair Gensler at Hearing before the Subcommittee on Financial Services and General Government, U.S. House Appropriations Committee
18 May 2022, 6:31 am
House Appropriations Committee, Subcommittee on Financial Services and General Government. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
IS MORE ALWAYS BETTER? IS LESS ALWAYS ACCURATE?
8 Oct 2009, 12:19 pm
The Financial Industry Regulatory Authority (FINRA) is a private regulatory body charged with protecting [read post]
Cosgrove Law Securities and Investment Blog - http://securitiesandinvestmentblog.blogspot.com/
CMS Adopts Changes to Medicaid DSH Rules
5 Dec 2014, 8:03 am by Debra A. McCurdy
Security Act, DSH payments to a hospital cannot exceed the uncompensated costs of furnishing hospital services [read post]
Health Industry Washington Watch - https://www.healthindustrywashingtonwatch.com/
Loren Morrison, Stifel Nicolaus Broker, Allegedly Breached Fiduciary Duty
12 May 2023, 1:10 pm by Silver Law Group
His previous employers include Echotrade LLC (CRD# 42239) of Phoenix, AZ, and UBS Financial Services [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
HITECH Update #5: HHS Tightens HIPAA Marketing Requirements
22 Jan 2013, 6:14 am by Anna Kraus
Department of Health and Human Services (HHS) on January 17, 2013 (available here), and scheduled to [read post]
Inside Privacy - http://www.insideprivacy.com
Municipal and school audits issued
19 Jul 2024, 7:45 am by Public Employment Law Press
though the contract terms were not fulfilled.Franklin-Essex-Hamilton Board of Cooperative Educational Services [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
Audit reports of public entities posted on the Internet by New York State's Comptroller Thomas P. DiNapoli on December 23, 2014
23 Dec 2014, 12:36 pm by The Public Employment Law Press
Candor Fire District – Controls Over Financial Activities (Tioga County) The board did not ensure [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
Military CEOs
28 Aug 2014, 6:08 am by R. Christopher Small, Co-editor, HLS Forum on Corporate Governance and Financial Regulation,
In our paper, Military CEOs, forthcoming in the Journal of Financial Economics, we examine the effect [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
COVIUS COULDN’T COVER-UP CRASSNESS
8 Aug 2023, 8:00 am
COMPANY ADMITTED THAT IT REJECTED APPLICANT DUE TO HER DISABILITYCovius Services, a company which provides [read post]
Real Estate Law Blog - http://www.nyrealestatelawblog.com/
Facebook Accused of Facilitating Gender, Age Discrimination by Banks, Insurers, Investors
31 Oct 2019, 12:23 pm by Nassiri Law
The complaint, filed in San Francisco federal court, insists the company allowed financial service and [read post]
Orange County Employment Lawyers Blog - http://www.orangecountyemploymentlawyersblog.com/
FTC-Zoom consent order: implications for remote workforces
10 Nov 2020, 3:37 pm by Kim Phan
allegations that Zoom had engaged in unfair and deceptive acts with regard to its video conferencing services [read post]
CFPB Monitor - http://www.cfpbmonitor.com
CFPB Takes Aim at Overdraft Fees and Screening Inaccuracies
23 Feb 2016, 6:27 am by Mary Grob and Joshua Davey
On February 3, 2016, the Consumer Financial Protection Bureau (CFPB) took a series of steps aimed at [read post]
Subject to Inquiry - http://www.subjecttoinquiry.com/
TTAB Posts March 2016 Hearing Schedule
1 Mar 2016, 3:14 am
for various marketing and advertising services].March 1, 2016 - 9:20 AM [University of Missouri School [read post]
The TTABlog - http://thettablog.blogspot.com/