Posts tagged with: "financial+services" Results 6681 - 6700 of 62,668
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U.S. Senate Committee Considering Reform of Stark Law
14 Sep 2016, 9:19 am by The Health Law Partners
(which prohibits physicians from referring Medicare beneficiaries to an entity in which they have a financial [read post]
Health Law Attorney Blog - http://www.healthlawattorneyblog.com/
Utah Broker Kim Dee Isaacson Barred
30 Oct 2017, 7:39 am by David Liebrader
Kim Dee Isaacson, a registered representative from Farmington, Utah, formerly with Ameriprise Financial [read post]
Securities Fraud Lawyer Blog - https://www.securitiesfraudlawyerblog.net/
Sullivan & Cromwell Discusses CFPB Policy Statement on Abusive Conduct
24 Apr 2023, 9:01 pm by renholding
On April 3, 2023, the Consumer Financial Protection Bureau (“CFPB”) issued a policy [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
"What's the Matter With Greenwich?"
12 Nov 2008, 9:10 am
Slate's Daniel Gross wonders:I've theorized that people who work in financial services and [read post]
Althouse - https://althouse.blogspot.com
Capital Trends in Medical Technology, With Brian Scullion of William Blair
15 May 2024, 8:52 am by Geoff Cockrell
senior director, medical technology at William Blair, a boutique multinational investment bank and financial [read post]
Health Care Investor - https://www.thehealthcareinvestor.com/
FINRA Suspends Ex-UBS Broker Who is Now With Newbridge Securities
29 Nov 2018, 2:36 pm by ccollins
The Financial Industry Regulatory Authority (FINRA) has suspended David Howard Fagenson, a former UBS [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
Audits and reports issued during the week ending July 23, 2021 by the New York State Comptroller
24 Jul 2021, 4:00 am by Public Employment Law Press
Procurement (Suffolk County) District officials did not always use a competitive process to procure goods, services [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
Audits and reports issued during the week ending July 23, 2021 by the New York State Comptroller
24 Jul 2021, 4:00 am by Public Employment Law Press
Procurement (Suffolk County) District officials did not always use a competitive process to procure goods, services [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
Audits and reports issued during the week ending July 23, 2021 by the New York State Comptroller
24 Jul 2021, 4:00 am by Public Employment Law Press
Procurement (Suffolk County) District officials did not always use a competitive process to procure goods, services [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
Audits and reports issued during the week ending July 23, 2021 by the New York State Comptroller
24 Jul 2021, 4:00 am by Public Employment Law Press
Procurement (Suffolk County) District officials did not always use a competitive process to procure goods, services [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
Audits and reports issued during the week ending July 23, 2021 by the New York State Comptroller
24 Jul 2021, 4:00 am by Public Employment Law Press
Procurement (Suffolk County) District officials did not always use a competitive process to procure goods, services [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
Lessons on Immigration from the $34 Million Infosys Settlement
18 Dec 2013, 11:10 am by Epstein Becker Green
Should Learn from the Infosys Settlement,” pointing out key lessons that all companies, including financial [read post]
Workforce Bulletin - https://www.workforcebulletin.com/
FinCEN Issues Marijuana Banking Update
21 Jun 2017, 2:32 pm by Matthew D. Lee
Sanders writes about the recent publication by the Treasury Department’s Financial Crimes [read post]
Tax Controversy Sentinel - https://taxcontroversy.foxrothschild.com/
FSB says G20 regulatory reforms are in place, calls for more rigorous implementation
29 Nov 2018, 7:52 am by John Jascob
By John Filar Atwood The Financial Stability Board (FSB) has determined that the main financial reforms [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
New York DFS Licenses First Bitcoin Teller Machine Operator
5 Nov 2018, 7:27 am by Scott H. Kimpel
On November 1, 2018, the New York Department of Financial Services (“DFS”) announced its [read post]
Blockchain Legal Resource - https://www.huntonak.com/blockchain-legal-resource/
How Secure are Private Records Held by Major Credit Bureaus?
13 Dec 2025, 11:43 am by David Badertscher
rdquo; credit reporting companies, TransUnion, Equifax, and Experian, hold highly sensitive consumer financial [read post]
Criminal Law Library Blog - http://www.criminallawlibraryblog.com/
FINRA Issues New Guidance Regarding Customer Communications Relating to Departing Registered Representatives
17 Apr 2019, 3:42 am by William E. Goydan and R. Andrew Austria
As recognized by new guidance from the Financial Industry Regulatory Authority (FINRA), the departure [read post]
Subject to Inquiry - http://www.subjecttoinquiry.com/
April 2013 Immigration Alert
3 May 2013, 9:22 am by Epstein Becker Green
we have excerpted two issues from our April 2013 Immigration Alert of relevance for employers in the financial [read post]
Workforce Bulletin - https://www.workforcebulletin.com/
SEC Seeks to Beef Up
7 Apr 2022, 4:10 am by David Lynn
government agencies, the SEC has to wisely use its limited resources to regulate a substantial part of the financial [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
CFPB Supervisory Highlights
9 Nov 2015, 6:21 am by Laura Lange and Jodie Herrmann Lawson
The Consumer Financial Protection Bureau (CFPB) recently released its ninth supervisory highlights report [read post]
Subject to Inquiry - http://www.subjecttoinquiry.com/