Posts tagged with: "financial+services" Results 6041 - 6060 of 62,668
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New Evidence Suggests that UBS Told Brokers to Sell UBS Closed-End Bond Funds or “Go Home, Get a New Job!”
11 Feb 2015, 3:22 pm by Lax & Neville LLP
New evidence suggests that UBS Financial Services Inc. [read post]
New York Securities Lawyer Blog - http://www.newyorksecuritieslawyerblog.com/
Good Advice from CFPB - the only agency looking out for real people
1 Aug 2017, 10:31 am
This is the choice most people want to make even if they need services and support to do so. [read post]
Law for Real People - http://www.johngearlaw.com/law-for-real-people-blog.html
Health Care Fraud Prevention and Enforcement Action Team Announced
20 May 2009, 12:09 pm
Secretary of Health and Human Services ("HHS") Kathleen Sebelius. [read post]
Health Law Attorney Blog - http://www.healthlawattorneyblog.com/
Webinar: Considerations at the outset of an investigation
18 Oct 2023, 5:40 am by Katie Stephen (UK), Joe Smallshaw and Rebecca Dulieu
Earlier this month members of our Contentious Financial Services Group hosted an investigations webinar [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
CFPB Extends Comment Period on Request for Information Regarding Fees Charged with Consumer Financial Products
28 Mar 2022, 11:17 am by Richard J. Andreano, Jr.
the CFPB published a “Request for Information Regarding Fees Imposed by Providers of Consumer Financial [read post]
CFPB Monitor - http://www.cfpbmonitor.com
Consent Order Specialists: Meet the Team Drafting Your Financial Agreement
30 Apr 2025, 12:33 am by Mark Keenan
Divorce-Online to help you sort out your divorce finances, you’re not just getting a fixed-fee service [read post]
Divorce Online Blog - http://www.divorce-online.co.uk/blog/
Consent Order Specialists: Meet the Team Drafting Your Financial Agreement
30 Apr 2025, 12:33 am by Mark Keenan
Divorce-Online to help you sort out your divorce finances, you’re not just getting a fixed-fee service [read post]
Divorce Online Blog - http://www.divorce-online.co.uk/blog/
ANOTHER GOLD RUSH: THE PROMISE OF CYRPTO AND THE WEALTH GAP
28 May 2022, 8:12 am by sbarder2@illinois.edu
discussing the challenges and lack of cryptocurrency regulation, which leave individual investors and financial [read post]
Illinois Business Law Journal - https://publish.illinois.edu/illinoisblj/
Due Diligence and the Business Transaction: Making the Examination Fit the Deal
28 Mar 2014, 8:51 am by Jeffrey W. Berkman, Esq.
hiring a lawyer, and so on— and although we might not realize it, we routinely engage in legal, financial [read post]
My Biz Lawyer - http://mybizlawyer.blogspot.com/
Carriers Recouping Overpayments Identified by RACs Must Follow Precise Reporting Instructions
22 Apr 2010, 2:34 pm by The Health Law Partners
Centers for Medicare and Medicaid Services ("CMS") reported yesterday that it realizes that [read post]
Health Law Attorney Blog - http://www.healthlawattorneyblog.com/
Broker Negligence: How to Determine if You Are a Vicitim
13 Dec 2022, 7:03 pm by Shepherd Smith Edwards & Kantas, LLP
Northstar Financial Services (Bermuda) Were Unsuitably Recommended to Retirees and Seniors Over the [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
M&A transactions between fintech companies and traditional banks
23 Nov 2016, 7:00 am by Denise Gan
Financial technology (fintech) companies like Square, Wealthsimple and Mint are already having disruptive [read post]
Deal Law Wire - http://www.deallawwire.com/
Survey: Whistleblower programs aid financial compliance, but some efforts fall short
18 Jun 2019, 7:23 am by Tinker Ready
important check on a firm’s compliance,” according to a survey of nearly 200 “financial [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
Government of Canada proposes new oversight of payment service providers
10 Jul 2017, 8:26 am by Sharissa Ellyn
  The Paper states that retail payment service providers (PSPs) other than regulated financial services [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
Resolutions to nullify CFPB overdraft rule introduced in House, Senate
28 Feb 2025, 8:30 am by Ballard CFS Group
House Financial Services Committee Chairman Rep. French Hill, R-Ark., introduced H.J. [read post]
CFPB Monitor - http://www.cfpbmonitor.com
This Week’s Podcast: Why do Fintechs Want to Become Banks?
22 Aug 2024, 12:16 pm by Alan S. Kaplinsky
partner of Klaros Group, an investment and advisory firm, and Scott Coleman, a partner in our Consumer Financial [read post]
CFPB Monitor - http://www.cfpbmonitor.com
Three Members of Congress and U.S. Treasury Express Concerns that Florida Law Prohibiting Banks from Considering Customers’ Business Sectors or Political or Religious Beliefs Conflicts with Federal AML/CFT Requirements
30 Jul 2024, 7:39 am by Kristen E. Larson and Peter D. Hardy
2024 prohibits federal and state depository institutions conducting business in the state from denying services [read post]
CFPB Monitor - http://www.cfpbmonitor.com
LTC News: NF Case, SNF Updates
5 Feb 2014, 10:19 am by Jerri Lynn Ward, J.D.
–  ”Post-acute providers are seeking deals that diversify their services and limit financial [read post]
Garlo Ward Blog - http://www.garloward.com/blog/
House Legislation Would Codify and Apply to SEC Presidential Executive Order on Agency Rulemaking
29 Jun 2011, 1:54 pm by James Hamilton
Scott Garrett (R-NJ), Chairman of the Financial Services Subcommittee on Capital Markets, H.R. 2308, [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Federal Legislation on Arbitration
24 Feb 2009, 6:59 pm
Status: Referred to the House Committee on Financial Services on 02/11/2009. H.R. 1020. [read post]
Disputing Blog - http://www.disputingblog.com/