Posts tagged with: "financial+services"
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7 Feb 2023, 9:20 am
Court of Appeals recently issued an Order vacating a nearly $8 million judgment won by the Consumer Financial [read post]
4 Nov 2016, 8:57 am
Question: We operate a financial services firm that employs account executives who execute investment [read post]
9 Jul 2024, 8:49 am
consultative document are intended to supersede those in the 2005 Joint Forum paper Outsourcing in financial [read post]
Sponsored Content: Legal-Specific vs. Generic Software: What Law Firms Should Consider Before Buying
3 Dec 2024, 9:01 pm
—while regulatory bodies are tightening compliance requirements, demanding rigorous financial management [read post]
6 Dec 2023, 7:34 am
instrument relates to the introduction of a new special resolution regime for CCPs in Schedule 11 of the Financial [read post]
7 Jul 2023, 4:19 am
Our global financial services and regulation team will provide a global comparison on the asset management [read post]
30 May 2018, 9:34 am
The relevant instruments are: Financial Services Compensation Scheme (Funding Review) Instrument 2018 [read post]
1 Jul 2015, 1:17 pm
After almost a year of discourse and revision, New York’s Department of Financial Services&rsquo [read post]
7 Oct 2020, 2:45 pm
Spain’s upper house passed two major tax bills today: the financial transaction tax (FTT) and the [read post]
3 Apr 2012, 4:24 am
Appearing before the House Financial Services Committee last week, Director Cordray offered yet [read post]
16 Jul 2009, 8:34 am
Can the offering of goods and services such as Google searches free of charge be considered in violation [read post]
21 Mar 2008, 8:50 am
Position: In-House Counsel (Financial Services) Location: Dallas, TX Description: The Company is seeking [read post]
24 Sep 2015, 5:39 am
on October 7, 2015 and has asked Alan Kaplinsky, Practice Leader of Ballard Spahr’s Consumer Financial [read post]
21 Feb 2018, 7:53 am
One of the ways it does this is through TechSprints that bring together financial services providers, [read post]
7 May 2014, 11:48 am
Here's what they are saying: Financial Crimes Enforcement NE work (FinCEN): Application [read post]
11 Jul 2025, 9:03 am
Los Angeles and focuses on partnering with lower-middle market companies in the technology, business services [read post]
2 Mar 2017, 10:51 am
Given the potential change in the applicability date, financial services institutions will need to determine [read post]
31 Jul 2024, 3:48 pm
The months of May and June saw several significant developments in the financial services regulatory [read post]
7 May 2014, 4:14 pm
On May 6, 2014, the Consumer Financial Protection Bureau (“CFPB”) proposed a rule to modify [read post]
7 Jan 2013, 8:11 am
Individuals want to know more about the steps to divorce and achieving divorce settlements/financial [read post]
