Posts tagged with: "financial+services"
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10 Jul 2024, 1:25 pm
information about their use of certain terms and conditions in standard-form contracts for consumer financial [read post]
1 May 2019, 6:05 am
products and services and the existing policies and procedures of market participants such as broker-dealers [read post]
19 Apr 2024, 2:04 pm
information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Vinessa Christian UBS Financial [read post]
13 Aug 2018, 1:14 pm
His previous employers include ING Financial Partners, Inc. [read post]
30 Sep 2017, 7:29 am
business lobbying groups filed a lawsuit in the Northern District of Texas seeking to enjoin the Consumer Financial [read post]
23 Oct 2012, 3:20 am
In a settlement with the FDIC and CFPB announced Monday, Discover Financial Services agreed to refund [read post]
29 Apr 2014, 1:28 pm
KaplinskyWe reported last week about the novel lawsuit brought by the New York Department of Financial [read post]
8 Feb 2012, 3:31 pm
The Treasury Department and the Internal Revenue Service have issued proposed regulations implementing [read post]
14 Dec 2023, 9:01 pm
The New York Department of Financial Services (NYDFS) has finalized amendments (“Amended Regulation [read post]
2 Feb 2018, 7:01 am
Last week, the New York State Department of Financial Services (“DFS”) issued a press release [read post]
26 Aug 2016, 4:36 pm
Postal Service: Background and Issues for Congress. Michelle D. [read post]
28 Jun 2024, 8:46 am
Introduction The Dubai Financial Services Authority (the DFSA) recently announced some notable amendments [read post]
10 Sep 2012, 5:19 pm
In a letter to House Financial Services Chair Spencer Bachus (R-ALA), the American Bankers Association [read post]
4 Nov 2021, 1:29 pm
Former New Jersey Financial Advisor Allegedly Targeted Florida Doctors James Alan Seijas, an ex-Wells [read post]
11 Mar 2015, 6:20 am
A series of similar bills were approved by the House Financial Services Committee in November [read post]
18 Apr 2019, 7:22 am
significant wrinkle—one that makes this case particularly worth following for employers in the financial [read post]
22 May 2025, 8:12 am
On 22 May 2025, the Financial Services Compensation Scheme (FSCS) published a statement from its chief [read post]
6 Jun 2013, 9:10 am
its study of the use of mandatory arbitration agreements in connection with the offering of consumer financial [read post]
24 Jan 2019, 4:52 am
The transitional power is set out in Part 7 of The Financial Services and Markets Act 2000 (Amendment [read post]
11 Feb 2013, 5:21 am
Lincoln Financial Securities Corp. recently settled with FINRA concerning supervisory deficiencies over [read post]
