Posts tagged with: "financial+services" Results 2461 - 2480 of 62,669
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UBS Ordered To Pay $371K Award to YES Strategy Customers
20 Apr 2021, 7:04 am by Shepherd Smith Edwards & Kantas, LLP
FINRA Panel’s Ruling is UBS Financial’s Third Loss Involving Yield Enhancement Strategy In [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
Financial Institutions Privacy and Security – 2013 Year in Review
7 Jan 2014, 9:13 am by Anne Foster
software and denial of service attacks (DDoS). [read post]
Data Privacy Monitor - http://www.dataprivacymonitor.com/
European Parliament study on recent trends in UK financial sector regulation and possible implications for the EU, including its approach to equivalence
9 Feb 2023, 8:59 am by Simon Lovegrove (UK)
On 9 February 2023, the European Parliament published a study on recent trends in UK financial sector [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
FOS consults on plans and budget for 2020/21
18 Dec 2019, 7:48 am by Simon Lovegrove (UK)
On 16 December 2019, the Financial Ombudsman Service (FOS) published a consultation paper on its proposed [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
California Court of Appeals Rejects Anti-SLAPP Motion in Trade Secrets/16600 Case
13 May 2009, 9:26 am
In World Financial Group, Inc. v. [read post]
Intellectual Property Law Blog - http://www.intellectualpropertylawblog.com/
Regulators Outline Risks that Third-Party Servicers Pose to Banks
30 Jul 2024, 9:20 am by John L. Culhane, Jr., Ronald K. Vaske and Joseph J. Schuster
Banking regulators have issued a joint statement outlining the potential risks that financial institutions [read post]
CFPB Monitor - http://www.cfpbmonitor.com
Toward Effective Governance of Financial Institutions
23 May 2012, 6:30 am by Lord Adair Turner, Chairman, United Kingdom Financial Services Authority,
Editor’s Note: Lord Adair Turner is chairman of the United Kingdom Financial Services Authority [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Untitled
8 Jun 2017, 8:29 am by Imogen Garner and Jamie Gray
Commission (Commission) published a consultation paper, Fintech: a more competitive and innovative European financial [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
Initial coin offerings (ICOs) are focus of next Norton Rose Fulbright New York briefing
20 Sep 2017, 6:03 am by Kathleen Scott
Norton Rose Fulbright New York office’s next financial services briefing is a luncheon seminar [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
DFPI Issues 2023 CCFPL Report
30 Apr 2024, 12:15 am
Last week the California Department of Financial Protection & Innovation issued a report of its activities [read post]
California Corporate & Securities Law - https://www.calcorporatelaw.com/
Continuity or change? What party manifestos could mean for UK financial services policy
27 Jun 2024, 5:36 am by Jonathan Herbst (UK) and Simon Lovegrove (UK)
While the need for consumer protection was mentioned, Labour’s discussion of financial services [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
Sen. Baldwin, Rep. Cummings re-introduce regulator conflict of interest bills
1 Feb 2017, 6:25 am by John Jascob
Elijah Cummings (D-Md) re-introduced the Financial Services Conflict of Interest Act which they had pushed [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
City of Boston to Forward Citizen Calls on Financial Matters to CFPB
19 Jun 2013, 10:09 am by Don Maurice
The City of Boston will be forwarding calls from residents to the Consumer Financial Protection Board [read post]
The Consumer Financial Services Blog - http://consumerfsblog.com/
FATCA: American Expats' Tax Nightmare
10 Jul 2014, 11:00 am by Paul Caron
Wall Street Journal op-ed: American Expats' Tax Nightmare, by David Kuenzi (Thun Financial Advisors [read post]
TaxProf Blog - https://taxprof.typepad.com/taxprof_blog/
IRS Releases LILO & SILO Guidance
20 Apr 2007, 1:19 pm
The IRS's Office of Chief Counsel today published a memorandum (AM 2007-008 (4/20/07)) from its Financial [read post]
TaxProf Blog - https://taxprof.typepad.com/taxprof_blog/
GAO:IRS Refusal To Address Previously Identified IT Deficiencies Leaves Confidential Taxpayer Data 'Unnecessarily Vulnerable'
29 Mar 2016, 2:00 am by Paul Caron
Government Accountability Office, IRS Needs to Further Improve Controls over Financial and Taxpayer Data [read post]
TaxProf Blog - https://taxprof.typepad.com/taxprof_blog/
House Leaders Ask Financial Stability Oversight Council to Resubmit Proposed Reg on Designating Non-Bank Systemically Important Firms
5 May 2011, 12:10 pm by James Hamilton
In a letter to the Financial Stability Oversight Council, House Financial Services Oversight Chairman [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Larisa Gutowski | SUMMIT FINANCIAL
14 Apr 2015, 9:17 pm by Daily Record Staff
Larisa Gutowski has become a client relationship coordinator with Hunt Valley-based Summit Financial, [read post]
On the Record - http://thedailyrecord.com/ontherecord/
Pre-Bankruptcy Credit Counseling
25 Apr 2013, 11:00 am by admin
The most underutilized resource for debt management and financial advice is credit counseling services [read post]
Lee Bankruptcy Blog - http://leebankruptcy.com/bankruptcy_blog/
SunTrust to present $100K grant to Baltimore housing group
31 May 2016, 1:12 pm by Daily Record Staff
Robinson will present a $100,000 grant to Dan Ellis, the executive director of Neighborhood Housing Services [read post]
On the Record - http://thedailyrecord.com/ontherecord/