Posts tagged with: "financial+services" Results 2361 - 2380 of 62,669
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Roanoke, Virginia Financial Advisor Barred by FINRA
29 Mar 2024, 11:47 am by Greco & Greco, P.C.
Wilhelm was previously registered with Fortune Financial Services and Truist Investment Services, and [read post]
Securities Fraud Blog - https://www.grecogrecolaw.com/blog/
Victor Lessinger Suspended Over Reg BI Violation
2 Dec 2024, 12:37 pm by Staff Attorney
Financial advisor Victor Lessinger (Lessinger), formerly employed by brokerage firm Colorado Financial [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
Reuters Helps Computers Read the News
12 Dec 2006, 1:16 am
-based news and financial information service on Monday launched two new products to automate financial [read post]
New York Supreme Court Criminal Term Library - http://crimlawlib.blogspot.com/
Open Banking – Update for 2020
29 Sep 2020, 10:00 pm
briefly summarize, open banking comprises a set of rules which permit third-party providers (TPPs) of financial [read post]
Up & Atom - https://www.morganlewis.com/blogs/upandatom
Open Banking – Update for 2020
29 Sep 2020, 10:00 pm
briefly summarize, open banking comprises a set of rules which permit third-party providers (TPPs) of financial [read post]
Tech & Sourcing @ Morgan Lewis - https://www.morganlewis.com/blogs/sourcingatmorganlewis
Open Banking – Update for 2020
29 Sep 2020, 10:00 pm
briefly summarize, open banking comprises a set of rules which permit third-party providers (TPPs) of financial [read post]
Well Done - https://www.morganlewis.com/blogs/welldone
Increased Scrutiny from State and Local Regulators, Aon Advisor Solutions
24 May 2019, 10:35 am by Kaufman Dolowich Voluck
administration and the federal agencies appear to take a more hands-off approach to the regulation of financial [read post]
Kaufman Dolowich & Voluck, LLP Blog - http://www.kdvlaw.com/news-resources/category/blog/
On Summary Judgment, TTAB Finds "BRIDGELOAN.COM" to be Generic for Commercial Lending Services
23 Jun 2008, 11:00 am
summary judgment, the Board not surprisingly found the term BRIDGELOAN.COM to be generic for "financial [read post]
The TTABlog - http://thettablog.blogspot.com/
LL.M. Alum Janie Hipp Takes On New Leadership Role and Joins our Faculty
19 Sep 2023, 9:21 am by Susan Schneider
Janie now serves as the CEO/President of Native Agriculture Financial Services (NAFS), the first-ever [read post]
The LL.M. Program in Agricultural & Food Law - http://www.agfoodllm.com/
Blawg of the Day -- Software Licensing and Master Service Agreements
15 Feb 2008, 3:32 am
Sam Conforti is a Chicago lawyer, and the bulk of his experience is in the software industry and the financial [read post]
Inter Alia - http://www.inter-alia.net/blog/
It's not a good time
13 Feb 2009, 2:42 am
The middle of a financial crisis isn't an ideal time for any industry getting tax breaks to be the [read post]
Estate Street - http://estatestreet.blogspot.com/
Upswing in Trade Secrets Prosecutions: Leave the Source Code Behind
23 Jan 2015, 11:52 am by Epstein Becker & Green, P.C.
Prosecutions of employees taking proprietary software with them when they leave financial services firms [read post]
Workforce Bulletin - https://www.workforcebulletin.com/
Handbook Notice 52
26 Feb 2018, 6:47 am by Jamie Greenwood
changes that the FCA board made to the Handbook on 22 February 2018 under the following instruments: Financial [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
Daniel Flores Discharged Over Selling Unapproved Financial Product
9 Sep 2018, 7:15 am by Staff Attorney
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
CFPB Orders Federal Supervision of Google Following Contested Designation
8 Dec 2024, 7:01 pm by Sabrina I. Pacifici
The Consumer Financial Protection Bureau (CFPB) today published an order establishing supervisory authority [read post]
beSpacific - http://www.bespacific.com/
American Portfolios: Customer Complaints, Regulatory Actions
6 Jan 2026, 5:10 pm by The White Law Group
American Portfolios Financial Services Review The White Law Group is reviewing the regulatory history [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Trade groups comment on CFPB arbitration proposal
23 Aug 2016, 4:00 am by Alan S. Kaplinsky and Mark J. Levin
Levin The American Bankers Association, the Consumer Bankers Association and The Financial Services Roundtable [read post]
CFPB Monitor - http://www.cfpbmonitor.com
CFPB issues Section 1033 ANPR
22 Oct 2020, 3:48 pm by John L. Culhane, Jr.
  Section 1033 requires consumer financial services providers to give consumers access to certain [read post]
CFPB Monitor - http://www.cfpbmonitor.com
HMT publishes joint statement on the UK-Japan Financial Dialogue and Financial Regulatory Forum
27 Nov 2023, 7:59 am by Anita Edwards and Simon Lovegrove (UK)
On 27 November 2023, HM Treasury (HMT) published a joint statement on the UK-Japan Financial Dialogue [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
New Stuff & Old Laws
11 Apr 2018, 6:49 am by David Canton
Examples include fintech (financial applications), fitness and health applications, and ridesharing services [read post]
Slaw - http://www.slaw.ca/