Search for: "Hedge Fund Attorney" Results 161 - 180 of 500
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8 Aug 2017, 2:10 pm by Paul Rugani
However, Shkreli’s conviction stems from his time before Turing, when he managed two hedge funds [read post]
8 Aug 2017, 2:10 pm by Paul Rugani
However, Shkreli’s conviction stems from his time before Turing, when he managed two hedge funds [read post]
12 Sep 2013, 1:49 pm by Admin
ii) investment advisers or their associated persons, (iii) investment companies or entities such as hedge [read post]
16 Sep 2017, 8:29 am by Adam Weinstein
securities regulatory agencies that Yasuna Murakami (Murakami), Avi Chiat (Chiat) and the companies and hedge [read post]
3 Aug 2007, 6:49 am
And here we go.........investor claims against brokerage firms, hedge funds and banks are going to start [read post]
6 Apr 2018, 5:01 am by James Edward Maule
If it prevails, it will need to hire tax attorneys, a process that will add even more delay to the issuance [read post]
16 May 2008, 9:24 am
Today's Job of the Week is a unique opportunity for a senior corporate attorney looking to make [read post]
21 May 2019, 1:20 pm by CFM Admin
“I have known the attorneys at the firm for many years and am confident that we will continue our [read post]
18 Aug 2023, 3:00 am by Meredith Ervine
funds look at the diversity of a board when identifying potential targets for their campaigns. [read post]
15 Sep 2016, 6:49 am by John Jascob
launched numerous investigations and enforcement actions involving variable and indexed annuities, hedge [read post]
16 Jan 2012, 11:15 am by nedaj
Prior to joining the firm, David was general counsel of a hedge fund manager. [read post]
12 Jul 2013, 12:12 pm by Ailyn Cabico
obtain written confirmation from a registered broker-dealer, registered investment adviser, licensed attorney [read post]
30 Mar 2009, 4:07 pm
Separately Managed Account Managers May Bunch Orders for Better Execution One reason why the hedge fund [read post]
26 Sep 2011, 3:11 am by Hedge Fund Lawyer
Although Rule 5131 only applies to FINRA members (broker-dealers), hedge funds that invest in initial [read post]
13 Apr 2024, 12:02 pm by Russell Knight
The term “hedge fund” implies an elite financial institution. [read post]
5 Feb 2018, 1:31 pm by Andrew Stoltmann
The SEC alleged that, since 2014, Genovese and his hedge fund, Willow Creek Investments LP raised more [read post]
16 Mar 2021, 1:17 pm by Brill Legal Group
An Australian cryptocurrency hedge fund founder was accused of stealing around $90 million in assets [read post]