Search for: "Gurbir Grewal" Results 161 - 180 of 264
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Nearly 200 New Jersey Catholic Clergy Members Accused of Sexual Abuse
18 Feb 2019, 10:54 am by Simmons Hanly Conroy
of priests and deacons accused of sexual abuse follows fast on the heels of state Attorney General Gurbir [read post]
Simmons Firm Law Blog - http://www.simmonsfirm.com/blog/
SEC charges China-based tech company Cloopin Group Holding Limited with accounting fraud
6 Feb 2024, 1:46 pm by jeffreynewmanadmin
securities law violations, assist during our investigations, and undertake remedial measures,” said Gurbir [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
SEC charges Digital World Special purpose acquisition company for filing false forms with the SEC as part of IPO and fines it $18 million
24 Jul 2023, 12:19 pm by jeffreynewmanadmin
TMTG and failed to disclose a material conflict of interest of its CEO and Chairman,” said Gurbir [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
Morgan Stanley to pay $35M to Settle SEC Charges over Customer Information 
20 Sep 2022, 11:02 am by The White Law Group
financial professionals with the understanding and expectation that it will be protected,” said Gurbir [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
ESG Task Force Brings First Case
18 May 2022, 6:30 am
  According to Gurbir Grewal, Director of Enforcement, “[m]any investors rely on ESG [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
20,667 DUI Cases in New Jersey Tainted by Bad Breathalyzers Results
15 Nov 2018, 9:01 pm by Jon Ibanez
shortly for our county prosecutors and municipal prosecutors over how to handle those cases,” said Gurbir [read post]
DUI Blog - http://www.duiblog.com/
SEC Action Against Brazilian Mining Company Alleges ESG Misrepresentations
2 May 2022, 6:38 am by Kevin LaCroix
  The SEC’s press release quotes Gurbir Grewal, the head of the SEC’s Enforcement Division [read post]
The D & O Diary - http://www.dandodiary.com/
Securities and Exchange Commission charges Egan-Jones Ratings Company and CEO Sean Egan with Conflict of Interest Violations and Egan-Jones to pay $1.7 Million to settle case
21 Jun 2022, 9:04 am by jeffreynewmanadmin
conflicts of interest to promote the integrity, impartiality, and quality of credit ratings,” said Gurbir [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
ESG Task Force Brings First Case
18 May 2022, 6:30 am
  According to Gurbir Grewal, Director of Enforcement, “[m]any investors rely on ESG [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Charges Nader Al-Naji Founder of BitClout with Fraud and Unregistered Offering of Crypto Asset Securities
30 Jul 2024, 12:04 pm by jeffreynewmanadmin
decentralized generally confuses regulators and deters them from going after you,’” said Gurbir [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
20,667 DUI Cases in New Jersey Tainted by Bad Breathalyzers Results
15 Nov 2018, 9:01 pm by Jon Ibanez
shortly for our county prosecutors and municipal prosecutors over how to handle those cases,” said Gurbir [read post]
DUI Blog - http://www.duiblog.com/
Week in Review
26 Jul 2018, 9:30 pm by Bobby Chen
New Jersey Attorney General Gurbir S. [read post]
RegBlog - https://www.theregreview.org/
SEC Charges Intercontinental Exchange and Nine Affiliates Including the New York Stock Exchange with Failing to Inform the Commission of a Cyber attack
22 May 2024, 8:30 am by jeffreynewmanadmin
these types of entities, then it can take swift steps to protect markets and investors,” said Gurbir [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
SEC Brings First (and Second!) NFT Enforcement Action
15 Sep 2023, 3:00 am by Meredith Ervine
” SEC Enforcement Division Director, Gurbir S. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
Internal Ernst & Young Whistleblower First Disclosed Cheating Scandal
29 Jun 2022, 1:31 pm by Geoff Schweller
professionals responsible for catching cheating by clients cheated on ethics exams of all things,” said Gurbir [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
Virtu Agrees to Pay $2.5M to Settle SEC Lawsuit Concerning Customer Data
9 Dec 2025, 11:42 am by Breezy Smoak
Enforcement Division Commented on the Case When It Was Filed When the case was initially filed in 2023, Gurbir [read post]
Whistleblower Insider - https://constantinecannon.com/practice/whistleblower/blog/
SEC charges Infinity Q Founder with creating massive valuation fraud by more than $1 Billion
18 Feb 2022, 7:27 am by jeffreynewmanadmin
them were fraudulent documents, altered performance results, and manipulated valuations,” said Gurbir [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
SEC charges D.E. Shaw investment advisers with violating whistleblower protection rule, with fine of $10 million
29 Sep 2023, 11:39 am by jeffreynewmanadmin
other related agreements should take careful notice of today’s enforcement action,” said Gurbir [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
Following Whistleblower Disclosure, SEC Levels Largest Ever Penalty for ESG Violations
25 Sep 2023, 2:26 pm by Geoff Schweller
that the funds had an AML program tailored to their specific risks, as required by law,” said Gurbir [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
NJ Files Lawsuits Against Two Waterfront Sites for Contamination
12 Nov 2020, 5:55 am by Jon L. Gelman
health and restore natural resources degraded by those who refuse accountability, Attorney General Gurbir [read post]
Workers' Compensation - http://workers-compensation.blogspot.com/