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SEC Proposes Changes to Regulation ATS for Communication Protocol Systems
14 Feb 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) has proposed a sweeping expansion in how it defines securities [read post]
Tech & Sourcing @ Morgan Lewis - https://www.morganlewis.com/blogs/sourcingatmorganlewis
SEC Proposes Changes to Regulation ATS for Communication Protocol Systems
14 Feb 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) has proposed a sweeping expansion in how it defines securities [read post]
As Prescribed - https://www.morganlewis.com/blogs/asprescribed
SEC Proposes Changes to Regulation ATS for Communication Protocol Systems
14 Feb 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) has proposed a sweeping expansion in how it defines securities [read post]
Power & Pipes - https://www.morganlewis.com/blogs/powerandpipes
SEC Proposes Changes to Regulation ATS for Communication Protocol Systems
14 Feb 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) has proposed a sweeping expansion in how it defines securities [read post]
ML BeneBits - https://www.morganlewis.com/blogs/mlbenebits
SEC Proposes Changes to Regulation ATS for Communication Protocol Systems
14 Feb 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) has proposed a sweeping expansion in how it defines securities [read post]
Up & Atom - https://www.morganlewis.com/blogs/upandatom
SEC v. Ripple: Redefining the Regulation of Crypto Assets
1 Nov 2022, 8:38 am by Race to the Bottom
(Securities and Exchange Commission, Complaint). [read post]
The Race to the Bottom - https://www.theracetothebottom.org/rttb
EDGAR Tutorial
17 Sep 2009, 6:05 am
According to its Web page (linked from the Securities and Exchange Commission's home page), " [read post]
Virtual Library Cat's Eye View - http://deanelawlibrary.blogspot.com/
SEC Blasted about Goldman Sachs
5 Nov 2010, 4:42 pm
The Securities and Exchange Commission [read post]
New York Criminal Lawyer Blog - http://www.nycriminalattorneyblog.com/
SEC Proposes Rule to Provide Transparency in the Securities Lending Market
18 Nov 2021, 1:35 pm by Mark Astarita
The Securities and Exchange Commission today published proposed Exchange Act Rule 10c-1, which would [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Adopts Rules for the Registration and Regulation of Security-Based Swap Execution Facilities
2 Nov 2023, 7:32 am by Mark Astarita
The Securities and Exchange Commission today adopted new Regulation SE under the Securities Exchange [read post]
Securities Law Blog - http://seclaw.blogspot.com/
The SEC Can Learn a Thing or Two from Europe About Regulating Digital Assets    
22 Aug 2024, 9:05 pm by renholding
In its approach to digital assets, the Securities and Exchange Commission has been criticized for regulating [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
SEC Modernizes the Submission of Certain Forms, Filings, and Materials Under the Securities Exchange Act of 1934
16 Dec 2024, 2:21 pm by Mark Astarita
The Securities and Exchange Commission today adopted amendments to require the electronic filing, submission [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Proposed Amendments to Whistleblower Rules
28 Jul 2018, 9:16 am
pursuant to authority granted under the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Securities [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Expands Scope of Internal Accounting Controls to Encompass Companies’ Cybersecurity Practices
29 Jun 2024, 6:30 am
In another extension of the internal accounting controls provisions of the securities laws, this week [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
SEC Expands Scope of Internal Accounting Controls to Encompass Companies’ Cybersecurity Practices
29 Jun 2024, 6:30 am
In another extension of the internal accounting controls provisions of the securities laws, this week [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
NASAA and the SEC: Presenting a United Front to Protect Investors
20 Apr 2014, 6:00 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Chair Statement on a Universal Proxy System
27 Oct 2016, 8:18 am
Securities and Exchange Commission, on Thursday, October 27, 2016 Editor's Note: Mary Jo White [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC tightens broker-dealer exemption from FINRA membership
24 Aug 2023, 5:47 am by Unknown
in securities solely on an exchange of which it is a member. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
SEC Charges Crypto Trading Platform Beaxy and its Executives for Operating an Unregistered Exchange, Broker, and Clearing Agency
29 Mar 2023, 8:00 am by Mark Astarita
The Securities and Exchange Commission today charged the crypto asset trading platform beaxy.com (the [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC v. The Crypto Industry – Tracking the SEC’s Ongoing Litigation Against Digital Asset Exchanges, The Review of Securities & Commodities Regulation
19 Mar 2024, 10:00 pm
” Whether a digital asset exchange may offer digital assets for secondary trading without those [read post]
Tech & Sourcing @ Morgan Lewis - https://www.morganlewis.com/blogs/sourcingatmorganlewis