Search for: "The Regulatory Review Staff"
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18 Dec 2024, 12:52 pm
(Indian Regulatory Gaming Act (IGRA); Necessary Party; Sovereign Immunity) State Courts Bulletin https [read post]
29 Oct 2020, 8:10 am
The staff in the three divisions will be reviewing whether existing regulations are sufficient to protect [read post]
10 Feb 2016, 6:58 am
include increasing costs faced by companies from improving facilities to reduce emissions to comply with regulatory [read post]
15 Oct 2019, 9:31 am
”In 2018, Farnese was appointed to the Canada Agricultural Review Tribunal, an independent tribunal [read post]
22 Jul 2022, 5:07 am
The person who led disclosure review, former Deputy Director Parratt, noted that SEC staff were concerned [read post]
26 Dec 2019, 9:05 pm
In lieu of our regular Friday feature—the Week in Review—The Regulatory Review is recapping [read post]
20 Mar 2018, 6:55 am
Division of Investment Management staff is “firing on all cylinders” on many projects including [read post]
18 Dec 2025, 2:39 am
The regulatory honeymoon is well and truly over. [read post]
19 Mar 2014, 11:44 am
My article, "Realizing Socio-Economic Rights Under Emerging Global Regulatory Frameworks: The Potential [read post]
30 Mar 2021, 12:19 pm
By Anne Sherry, J.D.In a new risk alert, staff of the SEC’s Division of Examinations shared their [read post]
14 Mar 2019, 5:00 am
The Commission has recently submitted comments to banking regulatory to implement a new approach for [read post]
11 Jan 2023, 11:43 am
including “reasonably foreseen,” “to the extent necessary,” “systematic review [read post]
25 Feb 2013, 1:43 pm
entities, such as investment advisers and investment companies, broker dealers, transfer agents and self-regulatory [read post]
28 Jan 2020, 6:00 am
agencies and an overview of certain SEC and staff activities relating to NRSROs. [read post]
31 Jul 2014, 1:16 pm
Last year, the SEC’s Claims Review Staff preliminarily determined that the whistleblower’ [read post]
22 Aug 2023, 2:48 am
Reviews proposed changes in applicable laws and regulations, solicits comments, and formulates proposed [read post]
21 May 2024, 4:00 am
Nelson, J.D.The House Financial Services Committee voted last week to report a Congressional Review Act [read post]
11 Dec 2012, 7:43 am
And just yesterday, the FTC issued its second staff report on the privacy practices of mobile apps for [read post]
16 Sep 2022, 6:30 am
members of the Senate Banking and House Financial Services Committees asking them to reverse a 2021 staff [read post]
14 Aug 2020, 7:15 am
" The self-regulatory organization stated its intent to balance firms’ operational needs with [read post]
