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SEC asks SCOTUS to review Fifth Circuit decision with implications for CFPB’s use of administrative law judges
14 Mar 2023, 8:38 am by Michael Gordon and Alan S. Kaplinsky
The Securities and Exchange Commission (SEC) has filed a petition for certiorari with the U.S. [read post]
CFPB Monitor - http://www.cfpbmonitor.com
All U.S. Crypto Exchanges Under SEC Investigation
3 Oct 2022, 7:52 am by Silver Law Group
Securities and Exchange Commission is investigating cryptocurrency exchange Coinbase Global Inc. [read post]
SEC Whistleblower Lawyer Blog - http://www.secwhistleblowerlawyers.net/
The Need for Robust SEC Oversight of SROs
9 May 2013, 6:27 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Letter to China-Based Issuers Reflects America’s “Rule” of Isolationist Policies
15 Feb 2022, 9:48 am by Race to the Bottom
Securities and Exchange Commission). [read post]
The Race to the Bottom - https://www.theracetothebottom.org/rttb
How Much Time Does It Take for SEC Whistleblowers to Receive an Award? Too Long
16 Aug 2018, 7:52 am by Malecki Law Team
The Securities and Exchange Commission’s program to reward whistleblowers for coming forward has [read post]
New York Securities Fraud Lawyers Blog - http://www.newyorksecuritieslawyersblog.com/
SEC Approves Generic Listing Standards for Commodity-Based Trust Shares
17 Sep 2025, 3:00 pm by Mark Astarita
The Securities and Exchange Commission today voted to approve proposed rule changes by three national [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Proposes New Requirements to Address Cybersecurity Risks to the U.S. Securities Markets
15 Mar 2023, 9:25 am by Mark Astarita
The Securities and Exchange Commission today proposed requirements for broker-dealers, clearing agencies [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Statement Regarding Offers of Settlement
3 Jul 2019, 11:57 am
Securities and Exchange Commission, on Wednesday, July 3, 2019 Editor's Note: Jay Clayton is Chairman [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
The Regulatory Week in Review: July 13, 2012
12 Jul 2012, 9:30 pm by Mima Mohammed
The Securities and Exchange Commission (SEC) approved a final rule that requires national securities [read post]
RegBlog - https://www.theregreview.org/
Exchanging Views on Exchange-Traded Funds
14 Jun 2019, 6:21 am
Securities and Exchange Commission, on Friday, June 14, 2019 Editor's Note: Hester M. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Supreme Court kicks off final week of arguments for the term
24 Apr 2018, 8:08 am by Jaclyn Belczyk
Securities and Exchange Commission [transcript, PDF] the court heard arguments on whether administrative [read post]
JURIST - Paper Chase - https://www.jurist.org/news/
Petition of the day
3 Apr 2017, 8:23 pm by Kate Howard
Securities and Exchange Commission 16-906 Issues: (1) Whether Congress authorized federal district [read post]
SCOTUSblog - http://www.scotusblog.com/
GAO – SEC: Actions Needed to Address Limited Progress in Resolving Long-Standing Personnel Management Challenges
1 Jan 2017, 4:37 pm by Sabrina I. Pacifici
Securities and Exchange Commission: Actions Needed to Address Limited Progress in Resolving Long-Standing [read post]
beSpacific - http://www.bespacific.com/
SEC Charges Exchange-Traded Product and Its General Partner With Disclosure Failures
8 Nov 2021, 1:38 pm by Mark Astarita
The Securities and Exchange Commission today charged United States Oil Fund LP, an exchange-traded product [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Comments sought on proposed rule designating IEX listings covered securities
18 Jul 2017, 7:38 am by John Jascob
securities on Investors Exchange LLC (IEX) as covered securities. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Remarks by Acting Chair Uyeda to the Annual Conference on Federal and State Securities Cooperation
9 Apr 2025, 6:32 am
Securities and Exchange Commission, on Wednesday, April 9, 2025 Editor's Note: Mark T. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Remarks by Acting Chair Uyeda to the Annual Conference on Federal and State Securities Cooperation
9 Apr 2025, 6:32 am
Securities and Exchange Commission, on Wednesday, April 9, 2025 Editor's Note: Mark T. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Statement on Adoption of Resource Extraction Disclosure Rules
17 Dec 2020, 6:19 am
Securities and Exchange Commission, on Thursday, December 17, 2020 Editor's Note: Jay Clayton is [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Announces Pilot Plan to Assess Stock Market Tick Size Impact for Smaller Companies
31 Aug 2014, 12:34 pm by Eric C. Chaffee
The press release in part states the following: The Securities and Exchange Commission today announced [read post]
Securities Law Prof Blog - https://lawprofessors.typepad.com/securities/
SEC Proposes Changes to Regulation ATS for Communication Protocol Systems
14 Feb 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) has proposed a sweeping expansion in how it defines securities [read post]
Well Done - https://www.morganlewis.com/blogs/welldone