Search for: "Lene Powell"
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29 Mar 2021, 7:39 am
By Lene Powell, J.D.The Northern District of California dismissed an investor class action suit alleging [read post]
20 Apr 2020, 7:51 pm
By Lene Powell, J.D.An elderly, ailing prisoner serving time for securities fraud could not bypass administrative [read post]
20 Jun 2018, 6:30 am
By Lene Powell, J.D. In a “CFTC Talks” podcast, Chairman J. [read post]
28 Aug 2017, 5:00 am
By Lene Powell, J.D.Companies and individuals debating whether to self-report wrongdoing to the CFTC [read post]
31 Aug 2015, 8:34 am
By Lene Powell, J.D.The European Securities and Markets Authority (ESMA) is seeking feedback on a new [read post]
23 Oct 2014, 1:21 pm
[This story previously appeared in Securities Regulation Daily.]By Lene Powell, J.D. [read post]
5 May 2015, 7:57 am
By Lene Powell, J.D.In a petition to dissolve a deadlocked company, the Delaware Court of Chancery held [read post]
6 Feb 2017, 5:00 am
By Lene Powell, J.D.The CFTC settled charges against The Royal Bank of Scotland plc (RBS), finding that [read post]
9 Aug 2022, 5:19 am
By Lene Powell, J.D.The CFTC withdrew no-action relief relating to PredictIt, an online event market [read post]
1 Sep 2021, 12:29 pm
By Lene Powell, J.D.The SEC Investor Advisory Committee has released two draft recommendations scheduled [read post]
26 Sep 2019, 6:51 am
By Lene Powell, J.D. [read post]
14 Jan 2019, 5:00 am
By Lene Powell, J.D.A new study by ISS finds that California’s new law requiring public companies [read post]
23 Dec 2015, 8:08 am
By Lene Powell, J.D.In an issue of first impression, an Illinois federal district court ruled that a [read post]
6 Mar 2017, 5:00 am
By Lene Powell, J.D.Several financial services industry associations and public interest groups have [read post]
25 Jul 2023, 9:10 am
By Lene Powell, J.D.Parts of the recent controversial ruling in SEC v. [read post]
27 Oct 2022, 5:39 am
By Lene Powell, J.D.The SEC adopted rule amendments to improve open-end mutual fund and ETF shareholder [read post]
1 Nov 2023, 6:11 am
By Lene Powell, J.D.To prepare for a wide range of possible energy futures—from abundant renewable [read post]
8 Feb 2021, 7:46 am
By Lene Powell, J.D.Emphasizing the importance of international regulatory coordination for the U.S. [read post]
9 Jul 2020, 10:23 am
By Lene Powell, J.D.In recent remarks, SEC Commissioner Elad Roisman cautioned against imposing new mandates [read post]
15 Jun 2020, 9:26 am
By Lene Powell, J.D.The CFTC should consider clarifying the scope of fiduciary duties that commodity [read post]
