Search for: "Mary Jo White, Chair, U.S. Securities and Exchange Commission,"
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24 Oct 2023, 9:01 pm
Mary Jo White, Remarks at National Society of Compliance Professionals National Membership Meeting ( [read post]
23 May 2017, 11:29 pm
& Exchange Commission’s enforcement activity through the first half of fiscal year 2017. [read post]
3 Feb 2017, 6:04 am
enforcement, Securities regulation, Statute of limitations, Supreme Court, U.S. federal courts Succeeding [read post]
23 Mar 2015, 1:41 pm
Since 2010, the Securities and Exchange Commission has required publicly traded firms to report [read post]
21 Apr 2016, 4:32 pm
In a speech last month, SEC Chair Mary Jo White signaled that the agency was going to be paying closer [read post]
25 Mar 2025, 9:01 pm
The Securities and Exchange Commission as an institution matters. [read post]
3 Aug 2014, 9:30 pm
By a split 3-2 vote, the U.S. [read post]
6 Nov 2015, 6:58 am
Under the recommended rules, certain companies not eligible to use the exemption include: non-U.S. companies [read post]
24 Dec 2021, 6:26 am
Peirce, U.S. [read post]
17 Nov 2016, 9:30 pm
Mary Jo White, the Chair of the U.S. [read post]
23 Feb 2016, 7:36 am
The leaders of the Securities and Exchange Commission (“SEC” or “Commission”) [read post]
13 Feb 2024, 9:05 pm
The U.S. [read post]
17 Nov 2015, 10:02 am
November 9, 2015, the Office of Compliance Inspections and Examinations (“OCIE”) of the U.S [read post]
15 Jun 2015, 9:30 pm
The essence of the disclosure philosophy of securities regulation is straightforward. [read post]
17 Jan 2017, 4:19 pm
The SEC is the primary regulatory body charged with the enforcement of the U.S. securities laws. [read post]
27 Jun 2023, 9:01 pm
Current Trends in Shareholder Proposals At the Society’s 2015 national conference, then-Chair Mary [read post]
Why Are Investors Seeking Litigation Funding Opportunities? Because Litigation Funding is Profitable
20 Mar 2015, 4:22 am
funding business and a publicly traded firm whose shares trade on the London Stock Exchange AIM Market [read post]
13 Mar 2017, 4:46 pm
Exchange Commission. [read post]
7 Sep 2015, 2:47 pm
that have been hit with data breaches, the Third Circuit affirmed the authority of the Federal Trade Commission [read post]
28 Dec 2014, 9:30 pm
Schlosser (U.S. [read post]
