Search for: "Gurbir Grewal" Results 101 - 120 of 264
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New SEC Enforcement Actions Overall Increased in FY 2021
23 Nov 2021, 1:33 pm by Kevin LaCroix
agency’s press release about the Enforcement Division’s activities included a statement by Gurbir [read post]
The D & O Diary - http://www.dandodiary.com/
Nicole Creola Kelly named Chief of the SEC whistleblower office
5 Nov 2021, 11:31 am by jeffreynewmanadmin
tremendously valuable, and I look forward to working with Cree on its continued success,” said Gurbir [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
SEC’s Transition in Enforcement Priorities
22 Dec 2021, 5:09 am
” The Director of the Division of Enforcement, Gurbir Grewal, described FY 2021 as a year with [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
The Cooperation Conundrum: SEC Enforcement Director Weighs In
3 Jun 2024, 3:55 am by David Lynn
Recently, at the Securities Enforcement Forum West 2024 program, SEC Enforcement Director Gurbir Grewal [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
The SEC Takes Action on AI Washing
22 Mar 2024, 2:20 am by David Lynn
Indeed, SEC Enforcement Director Gurbir Grewal confirmed as much in remarks made at the annual gathering [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
Record Whistleblower Award Reportedly Stemmed From FCPA Case
30 May 2023, 2:41 pm by Geoff Schweller
law violations, but also reflects the tremendous success of our whistleblower program,” said Gurbir [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
SEC Identifies Private Fund Deficiencies, Signifying Increased Industry Scrutiny
17 Feb 2022, 6:01 am
in recent speeches by Chair Gary Gensler and the SEC’s Director of the Enforcement Division, Gurbir [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Michael Alan Siegel— Alleged Second-degree Theft by Deception
28 Jun 2019, 11:31 am by admin
hard-earned into a phony investment program, according to Reports from the New Jersey Attorney General Gurbir [read post]
Goldman, Scarlato & Penny P.C. Blog - https://investorlawyers.org
Recent SEC Enforcement Put Pressure on Companies to Not Stifle Whistleblowing
5 Dec 2023, 1:42 pm by Geoff Schweller
seeing the slew of cases that we brought and the penalties, too,” SEC Director of Enforcement Gurbir [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
SEC’s highest ever whistleblower $279 million to a whistleblower
5 May 2023, 8:53 am by jeffreynewmanadmin
law violations, but also reflects the tremendous success of our whistleblower program,” said Gurbir [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
New Opioid Prescription Regulations
9 May 2019, 10:46 am by Jon L. Gelman
Attorney General Gurbir S. [read post]
Workers' Compensation - http://workers-compensation.blogspot.com/
Whistleblowers Key in SEC’s 2021 Enforcement Efforts
20 Nov 2021, 4:30 am by Geoff Schweller
whistleblower program, which we expect will lead to even more successful actions in the future,” said Gurbir [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
Blog Post: New Frontiers in AI Regulation
20 Nov 2024, 6:48 am by Mary Anne Peck
In April, Gurbir Grewal , director of the U.S. [read post]
Legal Insights Blog - https://www.lexisnexis.com/community/insights/legal/
Ernst & Young's $100M penalty for ethics exam cheating is largest ever
29 Jun 2022, 5:22 am by John Jascob
professionals responsible for catching cheating by clients cheated on ethics exams of all things," said Gurbir [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Crypto group Nexo Capital to pay $45M over unauthorized security trading charges
20 Jan 2023, 6:46 am by Sarah Ethington | U. Nevada Las Vegas School of Law, US
The Director of the SEC’s Division of Enforcement, Gurbir S. [read post]
JURIST - Paper Chase - https://www.jurist.org/news/
SEC Division of Enforcement Annual Report Highlights Record-Breaking Recoveries
8 Dec 2022, 6:30 am
Nonetheless, Enforcement Division Director Gurbir S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
New Jersey Settles with Lexis Nexis in Case Alleging Violations of the State’s False Claims Act
9 Jul 2019, 6:01 pm by Andrew Murray
The Press Release states: Attorney General Gurbir S. [read post]
False Claims Counsel - http://www.falseclaimscounsel.com/wordpress
SEC’s data analysis team cracks three alleged insider trading schemes
27 Jul 2022, 7:04 am by John Jascob
are not going to invest their hard earned money in the markets,” said SEC Enforcement Director Gurbir [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
SEC Division of Enforcement Annual Report Highlights Record-Breaking Recoveries
8 Dec 2022, 6:30 am
Nonetheless, Enforcement Division Director Gurbir S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Names New Whistleblower Chief
12 Nov 2021, 11:21 am by luiza
”  Likewise, Gurbir S. [read post]
Whistleblower Insider - https://constantinecannon.com/practice/whistleblower/blog/