Search for: "The Regulatory Review Staff"
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15 Aug 2013, 7:24 am
The Commission is very interested in reviewing the comments that it receives on the proposal, said the [read post]
1 Sep 2016, 7:36 am
Nelson, J.D., legal editor at Wolters Kluwer Legal & Regulatory U.S., surveys recent staff comment [read post]
30 Jul 2020, 11:10 am
By Amy Leisinger, J.D.In recent remarks, Division of Investment Management Director Dalia Blass reviewed [read post]
9 Nov 2024, 5:11 am
and artificial intelligence regulation, recently published in Volume 89, Issue 3 of the Missouri Law Review [read post]
2 Mar 2021, 6:36 am
and records, custody issues, disclosure, and pricing.Regarding portfolio management, the examinations staff [read post]
24 Jul 2020, 9:13 am
public record available on the internet for Moloney Securities, the small broker-dealer has had seven regulatory [read post]
28 Apr 2017, 6:14 am
EPA for major regulatory reform, massive budget cuts and a roll-back of Obama era regulations. [read post]
11 Jul 2013, 1:29 pm
To continue operating, their owners must renew their licenses with the Nuclear Regulatory Commission [read post]
2 May 2014, 11:13 am
The presidentially-appointed Commission is, after all, the body charged with fulfilling the regulatory [read post]
18 Dec 2025, 5:31 am
Random Checks and Thematic Reviews: The SRA proactively conducts spot checks and broader reviews, sometimes [read post]
29 Jan 2018, 7:50 am
Tuesday, January 30th, the House Business Affairs and Labor Committee will consider the 2017 Sunset Review [read post]
9 Apr 2010, 7:34 am
about likely problems that could arise from the FDA's recent decision to allow its non-lawyer staff [read post]
11 Dec 2024, 9:48 am
In response, seven federal regulatory agencies have joined forces to create a groundbreaking framework [read post]
13 Oct 2020, 6:22 am
By Amy Leisinger, J.D.The SEC staff has added to its frequently asked questions relating to the filing [read post]
27 Nov 2023, 5:44 am
Accountability Office (GAO) issued a decision finding that the Securities and Exchange Commission’s Staff [read post]
1 Feb 2017, 6:00 am
On January 23, 2017, fourteen months after hosting a workshop to review the multi-device, multi-platform [read post]
7 Nov 2016, 2:31 am
hear that Laurent Prunier, the Secretary of SUEPO The Hague and a member of the EPO's Central Staff [read post]
9 Feb 2018, 8:00 am
issues directly affecting retail investors; (3) the activities and operations of the Financial Industry Regulatory [read post]
4 Mar 2019, 5:00 am
board members no longer have to meet in person to vote on matters before the board, according to the staff [read post]
13 Jul 2017, 8:18 am
often impose significant implementation costs on companies and shareholders.Periodic review of rules. [read post]
