Search for: "Securities and Exchange Commission"
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16 Apr 2010, 11:09 am
In late January, 2010, by a 3 to 2 vote of the Commissioners, the Securities and Exchange Commission [read post]
5 Apr 2022, 8:49 am
(US) exchanges supervised by the US Securities Exchange Commission (SEC) are equivalent to EU regulated [read post]
29 Sep 2016, 5:28 am
SEC Release No. 34-78962 has been issued and states in part the following: The Securities and Exchange [read post]
15 Jun 2010, 3:52 pm
In Securities & Exchange Commission v. Jenkins, No. CV-09-1510-PHX-GMS, 2010 WL 2347020 (D. [read post]
14 Apr 2023, 8:55 am
The Securities and Exchange Commission today reopened the comment period and provided supplemental [read post]
28 Jun 2022, 7:18 am
The Securities and Exchange Commission charged Ernst & Young LLP (EY) for cheating by its audit professionals [read post]
16 Feb 2023, 8:45 am
In its pleadings, the Commission explained that it regularly seeks information from companies that were [read post]
16 Feb 2023, 8:45 am
In its pleadings, the Commission explained that it regularly seeks information from companies that were [read post]
27 Oct 2022, 10:00 pm
On October 12, 2022, the US Securities and Exchange Commission (SEC or Commission) adopted amendments [read post]
27 Oct 2022, 10:00 pm
On October 12, 2022, the US Securities and Exchange Commission (SEC or Commission) adopted amendments [read post]
27 Oct 2022, 10:00 pm
On October 12, 2022, the US Securities and Exchange Commission (SEC or Commission) adopted amendments [read post]
27 Oct 2022, 10:00 pm
On October 12, 2022, the US Securities and Exchange Commission (SEC or Commission) adopted amendments [read post]
27 Oct 2022, 10:00 pm
On October 12, 2022, the US Securities and Exchange Commission (SEC or Commission) adopted amendments [read post]
27 Oct 2022, 10:00 pm
On October 12, 2022, the US Securities and Exchange Commission (SEC or Commission) adopted amendments [read post]
15 Mar 2009, 11:45 am
Corporate Therapeutics at the Securities and Exchange Commission, by Jayne W. [read post]
5 Jun 2015, 1:06 pm
attorney consented to disbarment in Maryland while facing ethics charges arising from actions taken by the Securities [read post]
29 Jul 2022, 12:15 pm
The Securities and Exchange Commission today re-proposed rule amendments that would narrow the exemption [read post]
23 Aug 2023, 8:36 am
The Securities and Exchange Commission today adopted rule amendments that narrow the exemption from Section [read post]
4 Dec 2012, 11:15 am
accounting firms’ “willful refusal” to provide audit work papers and other materials the Commission [read post]
12 Sep 2017, 5:20 pm
Securities and Exchange Commission 17-130 Issue: Whether administrative law judges of the Securities [read post]
