Search for: "Robert Schapiro" Results 81 - 97 of 97
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Don’t Get Caught In The Crosshairs When The SEC Deploys Its Full Enforcement Arsenal
27 Sep 2013, 12:27 pm by Jim Meyers
involve a continuation and reinforcement of efforts begun during the administration of former Chair Mary Schapiro [read post]
Securities Litigation, Investigations and Enforcement - http://blogs.orrick.com/securities-litigation/
Horowitz on Deference, Hills on Pragmatism
10 Mar 2008, 6:25 am
As Raz, Horwitz, Robert Schapiro, and others have noted, this means that the decisionmaker must adopt [read post]
PrawfsBlawg - http://prawfsblawg.blogs.com/prawfsblawg/
Martial Finance: The Case of High Frequency Trading
16 Nov 2010, 6:06 pm by Frank Pasquale
transparency into a market practice, particularly one like high-frequency trading that is so prevalent,” Robert [read post]
Balkinization - http://balkin.blogspot.com/
Are investors’ interests served by proxy advisory firms?
3 Jan 2013, 11:11 am by David C. Scileppi
  In addition, then-SEC Chairman Mary Schapiro and then-Director of the Division of Corporation [read post]
The Securities Edge - http://www.thesecuritiesedge.com/
Flash Trading: The informational age gone awry?
24 Oct 2012, 12:00 am by My name
Schapiro, pushed for the elimination of flash orders back in late 2009. [read post]
Illinois Business Law Journal - https://publish.illinois.edu/illinoisblj/
SEC Chair Gensler on Registration of Security-Based Swap Execution Facilities
2 Nov 2023, 9:01 pm by renholding
was then, working with then-Treasury Secretary-Designee Timothy Geithner and SEC Chair-Designee Mary Schapiro [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
The Top 10 Most Intriguing Federal Securities Litigation Stories in 2011 (Part 1 of 2)
29 Dec 2011, 10:27 am by William McGrath
Chairman Mary Schapiro stated that she "remain[ed] committed to finding a way to make it easier [read post]
Federal Securities Law Blog - http://www.fedseclaw.com/
A look ahead at the Biden Administration
10 Nov 2020, 7:19 am by John Jascob
rsquo;s open meeting to adopt further revisions to Regulation S-K in August 2020.Former Commissioner Robert [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Federal Securities Law Blog's Monthly Litigation Review (December 15, 2011 Edition)
15 Dec 2011, 7:40 am by William McGrath
As described here, Robert Khuzami, the SEC Director of the Division of Enforcement, issued a statement [read post]
Federal Securities Law Blog - http://www.fedseclaw.com/
Review of Comments on SEC Climate Rulemaking
23 Nov 2022, 6:32 am
Williams (Indiana University) and Robert G. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Review of Comments on SEC Climate Rulemaking
23 Nov 2022, 6:32 am
Williams (Indiana University) and Robert G. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Bipartisan Group of Former SEC Officials and Securities Experts Confirms Longstanding SEC Authority on Climate Disclosure
16 Jun 2022, 9:05 pm by Working Group on Securities Disclosure Authority
Higgins Former Director, SEC Division of Corporation Finance Retired Partner, Ropes & Gray LLP   Robert [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
SEC Enforcement in 2009: A Year of Changes, with More This Year
1 Feb 2010, 6:36 am by Eduardo Gallardo, Gibson, Dunn & Crutcher LLP,
begun in 2009 at the SEC’s Division of Enforcement under the agency’s new Chairman, Mary Schapiro [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Proposes Additional Transparency for “Dark Pools”
3 Dec 2009, 7:08 am
Schwartz, Gerard Citera, and Robert L.D. Colby. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Early Edition: November 19, 2025
19 Nov 2025, 5:07 am by Elisabeth Jennings
Robert Faturechi and Avi Asher-Schapiro report. Did you miss this? [read post]
Just Security - https://www.justsecurity.org/
What to Watch Now in the World of D&O
6 Sep 2012, 1:53 am by Kevin LaCroix
The SEC’s August 21 press release quotes SEC Chairman Mary Schapiro as saying that “The whistleblower [read post]
The D & O Diary - http://www.dandodiary.com/
THE COMMITTEE ON FINANCIAL SERVICES THE SECURITIES INVESTOR PROTECTION CORPORATION: PAST, PRESENT, AND FUTURE
14 Mar 2012, 9:10 am by velvel
Even Chairman, Chairwoman Mary Schapiro expressed surprise as the initiation of the baseless lawsuit. [read post]
Velvel on National Affairs - http://velvelonnationalaffairs.blogspot.com/