Search for: "John Jascob" Results 81 - 99 of 99
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House panel mulls reforms to fixed income market structure
19 Jul 2017, 2:44 am by John Jascob
By John M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
House Committee Approves 13 Capital Formation Bills
22 May 2015, 6:27 am by John Jascob
By John M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Sham loan doesn’t defeat relief defendant jurisdiction
23 Mar 2017, 9:14 am by John Jascob
By John M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Fifty-year losing streak continues for excessive fund fee claims
2 Aug 2021, 6:39 am by John Jascob
By John M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
State regulators ask SEC to put the brakes on finders exemption
17 Nov 2020, 6:29 am by John Jascob
By John M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Raymond Lucia Fires Opening Salvo in ALJ Court Challenge, Aided by Mark Cuban
11 Feb 2016, 8:19 am by John Jascob
By John M. Jascob, J.D., LL.M.Raymond J. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
NASAA proposes amending policy on small company offering registrations
7 Nov 2018, 6:55 am by John Jascob
By John M. Jascob, J.D., LL.M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
NASAA Sets Agenda
9 Sep 2008, 10:37 am
"Above summary attributed to John Jascob, Associate Writer Analyst of the CCH NASAA Reports and [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
'Pay to play’ rule doesn’t pass the smell test, say AMAC panelists
2 Dec 2020, 8:27 am by John Jascob
By John M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
States fail to overturn Reg A+ preemption provisions
15 Jun 2016, 5:57 am by John Jascob
By John M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Failure to plead demand futility cancels suit over Danaher’s board diversity
29 Jun 2021, 6:10 am by John Jascob
By John M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
States, SEC argue over definitions in Reg A preemption challenge
18 Apr 2016, 7:44 am by John Jascob
By John M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Roisman weighs in on balancing benefits, burdens of ESG disclosures
9 Jun 2021, 7:44 am by John Jascob
By John M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Robinhood faces Congressional ire, shareholder suit as ‘Reddit trolls’ squeeze hedge funds over GameStop shorts
29 Jan 2021, 8:04 am by John Jascob
By John M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
SEC seeks comments on SROs’ market data plan
9 Oct 2020, 7:54 am by John Jascob
By John M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Trade and public interest groups clash with exchanges over proposed NMS fee pilot
31 May 2018, 7:08 am by John Jascob
By John M. Jascob, J.D., LL.M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Claim that CBS misled investors about impact of #MeToo movement may proceed
22 Jan 2020, 7:41 am by John Jascob
By John M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Exchanges, SEC spar over transaction fee pilot
17 Oct 2019, 8:18 am by John Jascob
By John M. Jascob, J.D., LL.M. In oral argument before the D.C. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Game Stopped, Part II: House hearing explores best execution, short sales, and gamification in wake of GameStop surge
18 Mar 2021, 8:09 am by John Jascob
By John M. Jascob, J.D., LL.M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/