Search for: "Kara M. Stein" Results 61 - 80 of 85
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Does Your Director Have a Guilty Conscience? SEC to Press for More Admissions
2 Jul 2013, 6:00 am by David Keenan
In addition, two recent nominees to the SEC, Kara M. [read post]
Securities Litigation, Investigations and Enforcement - http://blogs.orrick.com/securities-litigation/
Tweet, Tweet: The SEC Gets Social
18 Nov 2014, 1:05 pm by Richard Martin
Annual “Live from the SEC” conference held a day later on November 13, 2014, Commissioner Kara [read post]
Securities Litigation, Investigations and Enforcement - http://blogs.orrick.com/securities-litigation/
SEC Commissioners: 4 Women & 1 Man?!?
21 Oct 2015, 4:12 am by Broc Romanek
; Laura Unger; Cynthia Glassman; Annette Nazareth; Kathleen Casey; Elisse Walter; Mary Jo White and Kara [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
Weekly Roundup: February 19–February 25
26 Feb 2016, 6:06 am
Zaba and Sharo M. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: May 6–May 12, 2016
13 May 2016, 6:13 am
Takeovers and Takings in the Next Economic Crisis Posted by Nestor M. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: April 8–April 14, 2016
15 Apr 2016, 6:00 am
protection, JOBS Act, Materiality, Regulation S-K, SEC, SEC rulemaking Statement from Commissioner Stein [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
What is the Process for Selecting SEC Commissioners?
13 Aug 2013, 4:21 am by Broc Romanek
Last Friday, Kara Stein was sworn in as SEC Commissioner - Mike Piwowar will be sworn in this week. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
Weekly Roundup: March 18-March 24
25 Mar 2016, 6:00 am
Shareholder rights, Shareholder voting SEC Consideration of 2016 PCAOB Budget and Support Fee Posted by Kara [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: October 19-25, 2018
26 Oct 2018, 6:01 am
Austin, and Paul M. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Cravath Discusses PCAOB’s Proposed Amendments to Auditing Standards
25 Jul 2023, 9:01 pm by renholding
Williams and Board Members Kara M. Stein and Anthony C. Thompson voted in favor of the proposal. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
SEC Clarifies Existing Cybersecurity Disclosure Guidance
28 Feb 2018, 1:21 pm by Craig A. Hoffman, Jonathan Forman and John Busch
it “essentially reiterates years-old staff-level views on this issue,” and Commissioner Kara [read post]
Data Privacy Monitor - http://www.dataprivacymonitor.com/
Weekly Roundup: October 12-18, 2018
19 Oct 2018, 6:08 am
Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Posted by Hester M. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
State Securities Regulators Step Up on ICO and Cryptocurrency Enforcement
8 Jan 2018, 2:38 pm by Kevin LaCroix
The SEC press release provides a Statement of Chairman Jay Clayton and Commissioners Kara M. [read post]
The D & O Diary - http://www.dandodiary.com/
Weekly Roundup: January 19–25, 2018
26 Jan 2018, 6:32 am
, Shareholder voting, Sustainability Remarks on Securities Market Regulation Posted by Kara [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Issues Updated Guidance on Public Company Cybersecurity Disclosures
2 Mar 2018, 8:47 pm by Laura E. Goldsmith
However, statements made by Commissioner Kara M. Stein and Commissioner Robert J. [read post]
Privacy Law Blog - http://privacylaw.proskauer.com/
Weekly Roundup: December 8-14, 2017
15 Dec 2017, 6:13 am
regulation, Voluntary Disclosure Remarks on ETFs, Disclosure, and Investor Trust Posted by Kara [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Looking Out for Main Street: SEC Focuses on Retail, Cybersecurity and Cryptocurrency
28 Feb 2018, 10:00 am by Elizabeth Marshall Anderson
Jackson, Jr. and Hester M. Peirce. [read post]
Securities Litigation, Investigations and Enforcement - http://blogs.orrick.com/securities-litigation/
Disclosure Reform: How Should Companies Make Disclosure Available?
30 Dec 2016, 4:21 am by Broc Romanek
I like some of the ideas that SEC Commissioner Kara Stein laid out in this speech earlier this year. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
Weekly Roundup: June 1-June 7, 2018
8 Jun 2018, 6:47 am
Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds Posted by Kara [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: February 9–15, 2018
16 Feb 2018, 6:21 am
SBA, Institutional Investors, Overboarding, Shareholder value, TSR Delaware M& [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/