Search for: "Lene Powell"
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22 Jun 2023, 5:50 am
By Lene Powell, J.D.The Third Circuit gave the SEC a breather in a closely watched lawsuit related to [read post]
26 Jan 2017, 5:00 am
By Lene Powell, J.D.In an open letter to President Trump and key congressional and regulatory leaders [read post]
13 Feb 2020, 6:51 am
By Lene Powell, J.D.The European Securities and Markets Authority (ESMA), the EU’s securities markets [read post]
8 Nov 2016, 5:00 am
By Lene Powell, J.D.SIFMA Asset Management Group (AMG) submitted a comment letter requesting relief relating [read post]
2 Sep 2016, 7:26 am
By Lene Powell, J.D.CFTC Commissioner J. [read post]
28 Jul 2016, 5:00 am
By Lene Powell, J.D.The CFTC proposed to expand an exemption from registration for certain foreign intermediaries [read post]
6 Sep 2023, 5:03 am
By Lene Powell, J.D.Jurisdictions outside the E.U. are looking at ways to introduce new standards on [read post]
28 Oct 2019, 7:12 am
By Lene Powell, J.D.The SEC has issued proposed rule amendments designed to make filing fee systems more [read post]
22 Jul 2019, 6:32 am
By Lene Powell, J.D. [read post]
2 Nov 2018, 7:47 am
By Lene Powell, J.D. [read post]
13 Jan 2022, 6:22 am
Nelson, J.D., Lene Powell, J.D., and Brad Rosen, J.D., Investors move ESG to center stage, push [read post]
13 Mar 2024, 8:56 am
By Lene Powell, J.D.The SEC is “pursuing a power grab” over the crypto industry by engaging [read post]
14 Oct 2022, 7:09 am
By Lene Powell, J.D.SEC staff issued an FAQ stating that an investment adviser may consider factors relating [read post]
30 Dec 2019, 7:20 am
By Lene Powell, J.D.A whistleblower award of more than $1 million highlighted the CFTC’s support [read post]
30 Aug 2017, 6:59 am
By Lene Powell, J.D.An action filed in the Southern District of New York alleges that 27 banks have conspired [read post]
11 Mar 2016, 4:29 pm
By Lene Powell, J.D.A cooperative corporation and futures commission merchant (FCM) agreed to pay $1 [read post]
5 Oct 2022, 6:15 am
By Lene Powell, J.D.Derivatives industry association FIA urged the CFTC to issue “relevant, practical [read post]
18 Dec 2023, 5:36 am
By Lene Powell, J.D.The Commodity Futures Trading Commission has proposed amendments to CFTC regulations [read post]
17 Nov 2023, 5:54 am
By Lene Powell, J.D.Institutional investors representing over $10 trillion in assets under management [read post]
2 Oct 2023, 6:13 am
By Lene Powell, J.D.The SEC is proposing amendments to rules and Form N-4 to enhance the registration [read post]
