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Remarks on ETFs, Disclosure, and Investor Trust
8 Dec 2017, 9:00 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: February 23–March 1, 2018
2 Mar 2018, 6:09 am
nbsp;U.S. federal courts, Whistleblowers Public Company Cybersecurity Disclosures Posted by Kara [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Statement on Proposed Amendments to Public Reporting of Fund Liquidity Information
16 Mar 2018, 6:14 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Public Company Cybersecurity Disclosures
23 Feb 2018, 6:15 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Commissioner Stein Remarks on U.S. Securities-Based Crowdfunding
3 Mar 2017, 6:19 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Statement on Proposed Revisions to Prohibitions and Restrictions on Propriety Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
7 Jun 2018, 7:18 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
New SEC Whistleblower Chief
8 Nov 2021, 3:00 am by David Lynn
Office of the General Counsel, Counsel to former Chair Mary Jo White, Counsel to former Commissioner Kara [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
Quality Data and the Power of Prevention
17 Jun 2015, 6:02 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Editor's Note: Kara M. Stein is a Commissioner at the U.S. Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Proposed Rules for US and Non-US Person’s Security-Based Swaps Dealing
14 May 2015, 1:06 pm by Harvard Law School Forum on Corporate Governance and Financial Regulation
Editor's Note: Kara M. Stein is a Commissioner at the U.S. Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Proposed Rule on Pay Versus Performance
6 May 2015, 6:02 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Editor's Note: Kara M. Stein is a Commissioner at the U.S. Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
What Chairman Jay Clayton’s Resignation Could Mean for Future of Financial Regulation
14 Dec 2020, 11:09 am by Sheila R. Carroll
Possible appointments include former SEC commissioner Kara Stein, Former commissioner Rob Jackson, Preet [read post]
Cosgrove Law Securities and Investment Blog - http://securitiesandinvestmentblog.blogspot.com/
Featured Regulatory Series of 2023
26 Dec 2023, 9:05 pm by The Regulatory Review
From Regulation 1.0 to 2.0 Kara M. [read post]
RegBlog - https://www.theregreview.org/
Disclosure Effectiveness: SEC Proposes to Simplify & Remove Redundant Stuff
14 Jul 2016, 3:04 am by Broc Romanek
Disclosure: Looking Beyond Disclosure Effectiveness I found this recent speech by SEC Commissioner Kara [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
Nicole Creola Kelly named Chief of the SEC whistleblower office
5 Nov 2021, 11:31 am by jeffreynewmanadmin
her other roles were Counsel to former SEC Chair Mary Jo White, Counsel to former SEC Commissioner Kara [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
SEC advisory committee members endorse universal proxy, encourage blockchain in corporate elections
18 Sep 2018, 6:44 am by John Jascob
Commissioner Kara Stein expressed her support for moving forward on an SEC proposal issued in 2016 that [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
SEC's Proposed Crowdfunding Rules Promise Benefits, Raise Concerns
6 Nov 2013, 9:54 pm by Silki Patel
  SEC Commissioner Kara M. [read post]
RegBlog - https://www.theregreview.org/
The Forum Attracts Numerous Citations from Courts, Legislators, Regulators, and National Organizations
15 Jun 2020, 6:23 am
and Speeches by SEC Commissioners and high-ranking officials including by: SEC Commissioner Hester M. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Names New Head of Whistleblower Office
5 Nov 2021, 1:16 pm by Geoff Schweller
roles include “Counsel to former SEC Chair Mary Jo White, Counsel to former SEC Commissioner Kara [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
Universal proxies: SEC proposal moving forward
25 Nov 2016, 1:43 pm by Walied Soliman
Piwowar (against), Commissioner Kara M. [read post]
Special Situations Law - http://www.specialsituationslaw.com/
Voting Rights: Blue Apron Goes Triple-Class!
19 Jun 2017, 3:13 am by Liz Dunshee
As of today, Jay Clayton (R) is Chairman, with Kara M. Stein (D) and Mr. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/