Search for: "Hester M. Peirce" Results 41 - 60 of 300
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Weekly Roundup: March 5–11, 2021
12 Mar 2021, 5:59 am
nbsp;Human capital, Stakeholders, Surveys, Sustainability Statement by Commissioners Peirce [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Commissioner Peirce shares thoughts on 25 years of ETFs
31 May 2019, 8:01 am by John Jascob
SEC Commissioner Hester M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Commissioners dissent from colleagues on Reg A Tier 2 limitation amount
16 Apr 2018, 5:00 am by John Jascob
Piwowar and Commissioner Hester M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Markets, morality, and mobsters: corporate governance requires solid morals, says Commissioner Peirce
31 Aug 2020, 6:29 am by John Jascob
D.SEC Commissioner Hester M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Weekly Roundup: June 14–21, 2019
21 Jun 2019, 6:42 am
nbsp;Liability standards, Retirement plans Exchanging Views on Exchange-Traded Funds Posted by Hester [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Stump cautions against 'regulatory grab' in bitcoin, other cash markets
21 Apr 2021, 6:06 am by John Jascob
By Anne Sherry, J.D.CFTC Commissioner Dawn Stump, in virtual remarks at Texas A&M’s Bitcoin [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Weekly Roundup: August 9–15, 2019
16 Aug 2019, 6:00 am
Sustainability Cleveland, Kondo, and Capital: Remarks before the American Chamber of Commerce Posted by Hester [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: August 2–8, 2019
9 Aug 2019, 6:16 am
nbsp;Vanguard Opportunities for Cross Border Cooperation in Regulation of Digital Assets Posted by Hester [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Statement on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition
12 May 2019, 8:36 am
Posted by Hester M. Peirce, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Statement by Commissioner Peirce on Proposed Amendments to Modernize and Enhance Financial Disclosures
1 Feb 2020, 8:22 am
Posted by Hester M. Peirce, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Scarlet Letters: Remarks before the American Enterprise Institute
24 Jun 2019, 6:13 am
Posted by Hester M. Peirce, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Statement by Commissioner Peirce on Final Amendments to Rule 10b5-1 and Other Insider Trading Requirements
15 Dec 2022, 6:31 am
Posted by Hester M. Peirce, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Remarks by Commissioner Peirce before FINRA’s Certified Regulatory and Compliance Professional Dinner
18 Nov 2022, 6:32 am
Posted by Hester M. Peirce, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Statement by Commissioner Peirce on Final Amendments to Rule 10b5-1 and Other Insider Trading Requirements
15 Dec 2022, 6:31 am
Posted by Hester M. Peirce, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Remarks by Commissioner Peirce before FINRA’s Certified Regulatory and Compliance Professional Dinner
18 Nov 2022, 6:32 am
Posted by Hester M. Peirce, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Statement by Commissioner Peirce on Beneficial Ownership Proposal
11 Feb 2022, 6:11 am
Posted by Hester M. Peirce, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Statement at Open Meeting on Re-Opening Comment Period for Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap
13 Oct 2018, 7:20 am
Posted by Hester M. Peirce, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Statement by Commissioner Peirce on Proposal to Enhance Reporting of Proxy and Executive Compensation Votes
30 Sep 2021, 6:12 am
Posted by Hester M. Peirce, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Statement by Commissioner Peirce on Proposed Resource Extraction Rule
21 Dec 2019, 7:09 am
Posted by Hester M. Peirce, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Statement by Commissioner Peirce on Proposed Amendments for Facilitating Capital Formation and Expanding Investment Opportunities
7 Mar 2020, 6:21 am
Posted by Hester M. Peirce, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/