Search for: "Caroline Lee" Results 41 - 60 of 193
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Chair Gensler’s Insight on the SEC’s New Regulatory Agenda
16 Jul 2021, 6:19 am
Breheny, Raquel Fox, and Caroline S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Friday Fantasies
28 Feb 2014, 7:58 am
 Thanks, Caroline Ncube and Lee-Ann Tong, for letting us know. [read post]
IPKat - http://ipkitten.blogspot.com/
FEC Unable to Agree on Rulemaking Concerning Foreign Influence on Political Spending
13 Jan 2017, 7:12 am by George Ticoras, Esq.
In response, Vice Chair Caroline C. Hunter and Commissioners Matthew S. Petersen and Lee E. [read post]
Lobby Comply Blog - https://stateandfed.com/lobbycomply/feed
Arrival of single-stock ETFs draws cautionary advice from SEC officials
14 Jul 2022, 5:23 am by John Jascob
Lori Schock, Director of the Office of Investor Education and Advocacy, and Commissioner Caroline Crenshaw [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
IOA Posts Agenda, Opens Registration for 2016 Annual Conference
27 Jan 2016, 10:41 am by Tom Kosakowski
Ombuds United States Legal Update, presented by Charles Howard and Caroline Adams12. [read post]
The Ombuds Blog - http://ombuds-blog.blogspot.com/
Guest Blogger Here
14 Jul 2009, 12:44 pm
Korchin 10:00 Caroline Heck Miller 10:30 Jerald Bagley 11:00 Patrick A. White 11:30 Robert W. [read post]
Southern District of Florida Blog - http://sdfla.blogspot.com/
Sens. Warren and Sanders ask SEC’s Gensler to replace PCAOB
28 May 2021, 10:40 am by John Jascob
Brown was the most recent to departure shortly before his wife, SEC Commissioner Allison Herren Lee, [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
IOA Announces Agenda for 2019 Annual Conference
31 Jan 2019, 4:50 am by Tom Kosakowski
open.Monday, April 1Conference Welcome and Opening RemarksMary Rowe Honorary Keynote AddressPresented by: Jon Lee [read post]
The Ombuds Blog - http://ombuds-blog.blogspot.com/
Statement by Commissioner Crenshaw on Final Rules Regarding Mandatory Climate Risk Disclosures
7 Mar 2024, 6:30 am
Posted by Caroline A. Crenshaw, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Statement by Commissioner Crenshaw on Final Rules Regarding Mandatory Climate Risk Disclosures
7 Mar 2024, 6:30 am
Posted by Caroline A. Crenshaw, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
National Convention Committees May Accept Political Contributions Separate from Contributions Given to National Party Committees
9 Oct 2014, 1:18 pm by George Ticoras, Esq.
decision was supported by Democratic commissioner Ann Ravel and the three Republican commissioners, Lee [read post]
Lobby Comply Blog - https://stateandfed.com/lobbycomply/feed
IOA Publishes Long-Awaited Ombuds Book
15 Apr 2025, 7:52 am by Tom Kosakowski
Epperson, Heather McGhee Peggs, and Julie Boncompain Legal Issues for Organizational Ombuds Practice, Caroline [read post]
The Ombuds Blog - http://ombuds-blog.blogspot.com/
Friday Fancies
13 Oct 2023, 10:06 am by Jocelyn Bosse
Nicola Searle, Caroline Berube, and Samuel Lee. [read post]
IPKat - http://ipkitten.blogspot.com/
Commissioner Crenshaw talks of benefits, gaps for XBRL
15 Nov 2021, 6:17 pm by John Jascob
XBRL US Investor Forum 2021, a conference subtitled “Data that Delivers,” SEC Commissioner Caroline [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Nasdaq to compete with NYSE for direct primary listings
26 May 2021, 8:42 am by John Jascob
"However, Commissioners Allison Herren Lee and Caroline Crenshaw jointly expressed concerns about [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
SEC Steps Back from Two 2020 Amendments to the Whistleblower Rules
24 Aug 2021, 6:12 am
that concerns have been raised, including by whistleblowers as well as by Commissioners Allison Herren Lee [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
A View on the SEC Rule Regarding Human Capital Disclosures
12 Sep 2020, 6:10 am
a broad range of ESG issues, such as climate change, and this led two Commissioners, Allison Herren Lee [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Symposium on Business and Human Rights (BHR) Regulatory Initiatives Outside Europe: Part 1--"Setting the Stage"
12 Jun 2024, 7:57 am
delighted to pass along to interested readers an excellent new online symposium organized by the marvelous Caroline [read post]
Law at the End of the Day - https://lcbackerblog.blogspot.com/
Harris County Criminal Court Relocation
4 Dec 2019, 1:39 am by Jay Cohen
12/04/2019 Criminal District Courts (felony cases) will be relocated to the Civil Courthouse at 201 Caroline [read post]
Blass Law Blog - https://www.blasslaw.com/blog/
SEC approval of Nasdaq board diversity rule draws praise, opposition
10 Aug 2021, 9:12 am by John Jascob
investors for greater transparency about the people who lead public companies.Commissioners Alison Herren Lee [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/