Search for: "Brad James" Results 41 - 60 of 348
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FINRA Fined Raymond James for Charging Unfair Commissions and Ordered Restitution
1 Oct 2011, 4:08 pm
The Financial Industry Regulatory Authority (FINRA) ordered Raymond James & Associates, Inc. [read post]
Stock Attorneys Blog - http://www.stockattorneysblog.com/
Is a Florida Chief Judge Taking Cues From a Prosecutor?
10 Sep 2018, 10:00 am
In Marion County, Florida, Brad King — the elected state attorney and the county’s top prosecutor [read post]
ACLU News & Commentary - https://www.aclu.org/news/
Criminal Implications of Charlottesville Car Attack
16 Aug 2017, 6:20 am by J. Bradley Smith, Esq.
Charlotte Criminal Lawyer Brad Smith answers the question: “How is getting charged with a crime [read post]
Charlotte Criminal Lawyer Blog - http://www.charlottecriminallawyer-blog.com/
Delaware Chancery Court Addresses Benefit-of-the-Bargain Damages in Busted Deals
23 Dec 2023, 6:30 am
Posted by Amy Simmerman, Brad Sorrels, and Ryan Greecher, Wilson Sonsini Goodrich & Rosati, on Saturday [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Delaware Chancery Court Addresses Benefit-of-the-Bargain Damages in Busted Deals
23 Dec 2023, 6:30 am
Posted by Amy Simmerman, Brad Sorrels, and Ryan Greecher, Wilson Sonsini Goodrich & Rosati, on Saturday [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
CFTC pursues its first action against alleged Bitcoin Ponzi operator
22 Sep 2017, 7:18 am by John Jascob
By Brad Rosen, J.D.The CFTC has filed a civil enforcement action in the U.S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
47 Prominent Technologists to NSA Review Panel: We Need Better Technical Oversight
4 Oct 2013, 3:08 pm by Dan Auerbach and Dan Auerbach
Alex Halderman, University of Michigan Joseph Lorenzo Hall, Center for Democracy & Technology James [read post]
Deeplinks Blog - https://www.eff.org/deeplinks
Rakontur's new doc coming out soon.
6 Oct 2020, 10:50 am by David Oscar Markus
American anchorman Rick Sanchez; political consultant Armando Gutierrez; Bush campaign operative Brad [read post]
Southern District of Florida Blog - http://sdfla.blogspot.com/
A week of spoofing by newbie trader results in $500,000 fine
11 Nov 2019, 7:23 am by John Jascob
By Brad Rosen, J.D.The CFTC issued an order filing and settling charges against Mitsubishi Corporation [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
FINRA Fines Wells Fargo, Raymond James And LPL Financial Over $30 Million For Overcharging Clients In Mutual Fund Sales
15 Jul 2015, 11:07 am by Lax & Neville LLP
LLC, Wells Fargo Advisors Financial Network, LLC (collectively, “Wells Fargo”), Raymond James [read post]
New York Securities Lawyer Blog - http://www.newyorksecuritieslawyerblog.com/
Enforcement Director James McDonald expounds on self-reporting/cooperation guidelines at Chicago-Kent conference
7 Nov 2017, 5:00 am by John Jascob
By Brad Rosen, J.D. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
The Most Influential People in Corporate Governance
30 Oct 2012, 6:11 am by Scott Hirst, co-editor, HLS Forum on Corporate Governance and Financial Regulation,
Chandler III, James Copland, Steven Davidoff, James Doty, Daniel Gallagher, Gary Gensler, Amy Goodman [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
The Most Influential People in Corporate Governance
12 Oct 2011, 6:57 am by Scott Hirst, co-editor, HLS Forum on Corporate Governance and Financial Regulation,
Rodgin Cohen (‘68), James Copland, Steven Davidoff, Gary Gensler, Amy Goodman, Holly Gregory, Joseph [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Join Us at IRWA Chapter 57's Fall Seminar & Casino Night Event
23 Oct 2012, 2:01 pm by Brad Kuhn
Mark Easter, Best Best & Krieger, Brad Pierce, Pierce Law Firm, Vickie Cook, Overland, [read post]
California Eminent Domain Report - http://www.californiaeminentdomainreport.com
Judge sides with Microsoft, allows “gag order” challenge to advance
9 Feb 2017, 11:18 am by Cyrus Farivar
Enlarge / Brad Smith, Microsoft's top lawyer (left), seen here speaking with CEO Satya Nadella on [read post]
Law & Disorder - http://arstechnica.com/tech-policy/
Atkins Woman Killed at Train Crossing on Memorial Day
29 May 2012, 9:35 am by bradhendrickslawfirm
Settlemire is the second person killed at that crossing since No James Anderson was struck and killed [read post]
The Brad Hendricks Law Firm Blog - http://bradhendrickslawfirm.wordpress.com
NC Congressional Election Spending
21 Oct 2010, 11:05 am by jollyangela
Harold Johnson (R) $946,269 Thomas Hill (L) $0 District 09 Sue Myrick (R)* $979,557 Jeffrey James [read post]
North Carolina Litigation Blog - http://northcarolinalitigationblog.com/
Inside the death house: Unsealed document reveal capital punishment protocols
27 Dec 2007, 11:17 pm
Inside the death house: Unsealed document reveal capital punishment protocols Brad Dicken | The Chronicle-Telegram [read post]
Lethal Injection - http://lethal-injection-florida.blogspot.com/
Appellate court puts freeze on hearing requiring live testimony from CFTC commissioners
30 Sep 2019, 7:55 am by John Jascob
By Brad Rosen, J.D.In yet another stunning development in a CFTC enforcement action against Kraft Foods [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
CBS Sunday Morning for August 4, 2013
4 Aug 2013, 6:38 am by Lawrence B. Ebert
Jake, Peter, and James grew up with Casina's son. You don't see the consequences. [read post]
IPBiz - http://ipbiz.blogspot.com/