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SEC Enforces Beneficial Ownership, Insider Transaction Reporting Requirements; Reminder New 13G Deadlines Now in Effect
1 Oct 2024, 10:00 pm
Recent actions by the US Securities and Exchange Commission’s (SEC’s) Division of Enforcement [read post]
ML BeneBits - https://www.morganlewis.com/blogs/mlbenebits
SEC Enforces Beneficial Ownership, Insider Transaction Reporting Requirements; Reminder New 13G Deadlines Now in Effect
1 Oct 2024, 10:00 pm
Recent actions by the US Securities and Exchange Commission’s (SEC’s) Division of Enforcement [read post]
Tech & Sourcing @ Morgan Lewis - https://www.morganlewis.com/blogs/sourcingatmorganlewis
The SEC Proposed Clawback Rule
28 Oct 2015, 6:06 am
On July 1, 2015, the Securities and Exchange Commission (SEC) issued Proposed Rule 10D-1 relating to [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Congress Legislative Developments—Potential Delisting of Foreign Companies from U.S. Securities Exchanges
3 Jun 2020, 6:17 am
The key effect of S. 945 is that it prohibits certain companies from listing and trading their securities [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
[Jonathan H. Adler] Will We Ever Get an SEC Climate Disclosure Rule?
24 May 2023, 11:54 am by Jonathan H. Adler
[The Securities & Exchange Commission again delays issuing a controversial anticipated rule.] [read post]
The Volokh Conspiracy - http://www.volokh.com/
SEC Adopts Asset-Backed Securities Reform Rules
31 Aug 2014, 12:37 pm by Eric C. Chaffee
The SEC has adopted asset-backed securities reform rules. [read post]
Securities Law Prof Blog - https://lawprofessors.typepad.com/securities/
Reviving the U.S. IPO Market
16 May 2017, 6:21 am
Securities and Exchange Commission, on Tuesday, May 16, 2017 Editor's Note: Michael S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Denies Proposals by Two Bitcoin Trusts
10 Apr 2017, 3:09 pm by Susan Ross (US) and Kathleen Scott
Securities and Exchange Commission (SEC) denied proposals to list and trade shares of two bitcoin trust [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
SEC whistleblower awarded $400,000
2 Aug 2014, 12:38 am by Ben Vernia
On July 31, the Securities and Exchange Commission’s whistleblower office announced that it had [read post]
False Claims Counsel - http://www.falseclaimscounsel.com/wordpress
Statement by Chair Gensler on Proposal to Enhance Reporting of Proxy and Executive Compensation Votes
30 Sep 2021, 6:13 am
Securities and Exchange Commission, on Thursday, September 30, 2021 Editor's Note: Gary Gensler [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Securities Industry Commentator by Bill Singer Esq
13 May 2022, 8:59 am
5Cir Issues Historic Rebuke of SEC ALJ SystemCongress has given the Securities and Exchange Commission [read post]
Broke and Broker - http://brokeandbroker.com/index.php
SEC Institutes Administrative and Cease-And-Desist Proceedings Against EZTD Inc. and Condemns Wider Binary Options Industry
1 Dec 2016, 6:22 am by Lax & Neville LLP
The Securities and Exchange Commission (“SEC”) issued public administrative and cease-and-desist [read post]
New York Securities Lawyer Blog - http://www.newyorksecuritieslawyerblog.com/
Chairman Clayton Testimony on the Oversight of the SEC
23 Jun 2018, 8:49 am
Securities and Exchange Commission, on Saturday, June 23, 2018 Editor's Note: Jay Clayton  [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Proposed Amendments Could Significantly Impact DeFi Companies
17 Feb 2022, 2:51 pm by Sarah Aberg and Pouneh Almasi
Securities and Exchange Commission (SEC) recently issued proposed amendments to the Securities Exchange [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
U.S. Government to Scrutinize Pharmaceutical Companies that Pay Bribes to Foreign Physicians and Hospitals
23 Nov 2011, 6:23 am
The Department of Justice and the Securities and Exchange Commission recently announced their commitment [read post]
Whistleblower Qui Tam Law Blog - http://www.whistleblowerquitamlaw.com/
Supreme Court strips SEC of critical enforcement tool in fraud cases
27 Jun 2024, 7:00 am by Associated Press
The Supreme Court stripped the Securities and Exchange Commission of a major tool in fighting securities [read post]
On the Record - http://thedailyrecord.com/ontherecord/
Enhancing Corporate Suffrage Through Proxy Access
27 Aug 2010, 6:17 am by Elisse Walter, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC and CFTC Reschedule Joint Event on Harmonization, U.S. Financial Leadership in the Crypto Era
26 Jan 2026, 7:40 am by Mark Astarita
Securities and Exchange Commission Chairman Paul S. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Osovsky on Investor Protection
11 Dec 2013, 4:11 pm by Eric C. Chaffee
Securities and Exchange Commission is to protect investors. [read post]
Securities Law Prof Blog - https://lawprofessors.typepad.com/securities/
SEC Hearing on Municipal Securities Markets
26 Nov 2010, 12:51 pm by buslawblogger
The SEC recently announced it would be holding its second hearing on the state of municipal securities [read post]
Business Law Prof Blog - https://lawprofessors.typepad.com/business_law/