Search for: "Investor Fraud Law" Results 441 - 460 of 500
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SEC Commissioner, Law Professor Wrongfully Accuse SRP of Securities Fraud
15 Dec 2014, 1:17 pm by Jonathan R. Macey, Yale Law School,
Macey is the Sam Harris Professor of Corporate Law, Corporate Finance & Securities Law at Yale University [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Priority Income Fund, Inc. Changes “Liquidity Strategy” 
9 Nov 2022, 11:31 am by The White Law Group
Priority Income Fund Shareholders may not see Liquidity Event anytime soon The White Law Group continues [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Shepherd Smith Edwards and Kantas Investigates Claims Involving Ex-Forest Securities Broker Jeffrey Nimmow Who Sold Woodbridge Notes
17 Feb 2020, 6:28 am by Shepherd Smith Edwards & Kantas, LLP
Ex-Forest Securities Broker Is Barred By FINRA  Please contact our broker fraud lawyers at Sheperd [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
Quote of the Day: WSJ Editors
7 Oct 2007, 8:21 am
Scientific-Atlanta, Inc., No. 06-43 (U.S.) as whether to allow "investors to sue a company simply [read post]
Blawgletter - http://blawgletter.typepad.com/bbarnett/
Shepherd Smith Edwards and Kantas Investigates Claims by Clients of Innovation Partners
29 Oct 2019, 7:22 am by Shepherd Smith Edwards & Kantas, LLP
Our investor lawyers at SSEK Law Firm are meeting with clients who’ve worked with Innovation Partners [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
Edward Matthes Accused of Misappropriating Funds – Investor Recovery
19 May 2019, 8:34 am by Staff Attorney
The law offices of Gana Weinstein LLP are currently investigating multiple claims that advisor Edward [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
Safe-Harbor Disclosures: How Proactive Warnings Build a Powerful Defense and the 5 Mistakes That Invite SEC or DOJ Scrutiny
1 Dec 2025, 8:00 am by George Law
Why They Matter in a Fraud Defense Fraud cases almost always hinge on three questions: Did the company [read post]
George Law Blog - https://www.derrickgeorge.com/blog
Former Advisor Gautam Arora Allegedly Defrauded Investors 
16 Dec 2022, 10:47 am by The White Law Group
Transamerica Rep Gautam Arora Reportedly Arrested for Fraud  According to Investment News on Friday [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
SSEK Law Firm Investigates Ex-LPL Financial Broker Beliveau Bays For Unsuitable Non-traded REIT Recommendations
9 Apr 2021, 7:03 am by Shepherd Smith Edwards & Kantas, LLP
Pending Customer Disputes  Our Dallas non-traded real estate investment trust (non-traded REIT) fraud [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
SEC Charges Middlesex Mortgage Group and Masanotti with Running $5.9 Million Ponzi Scheme The U.S. Securities and Exchange Commission (“SEC”) has alleged that unregistered investment adviser John A. Masanotti, Jr. (“Masanotti” of Darien, Connecticut and his company, Middlesex Mortgage Group LLC (“MMG”), with fraud in connection with investments that MMC induced from outside investors, totaling least $5.9 million, beginning in 2016. Many of the MMG investors allegedly liquidated securities they held in retirement accounts to invest in the fund. The SEC Complaint is accessible here. According to the SEC. MMC and Masanotti allegedly used investor money to make Ponzi-like payments to investors and also used some investor funds for Masanotti’s “extravagant personal expenses,” According to the SEC, Masanotti told investors that MMC would invest their money in foreign currencies, securities and initial public offerings, but in fact MMC appears to have made no investments on their behalf. After receiving their initial payments, Masanotti continued to deceive investors to perpetuate the investment scheme, including via payments that purported to be returns on capital invested, the SEC said. Over the course of the scheme, Masanotti allegedly used more than $3 million of Middlesex’s assets for his and his family’s personal benefit, according to the suit. The SEC accuses Masanotti of violating the Securities Act and the Exchange Act. A Ponzi scheme is a purported investment vehicle in which early investors in the scheme are paid funds from later investors, thus creating the illusion of legitimacy and solvency. Ponzi schemes are often doomed to failure once the perpetrator of the scheme can no longer pay out investors through newly raised money. Some warning signs that every investor should remain mindful of when vetting a potential investment and conducting due diligence include the promise of high returns with guarantees of little or no risk; overly consistent returns with little or no volatility in the in
14 Nov 2023, 4:30 pm by InvestorLawyers
rdquo; of Darien, Connecticut and his company, Middlesex Mortgage Group LLC (“MMG”), with fraud [read post]
Investor Lawyers Blog - https://www.investorlawyers.net/blog/
Shepherd Smith Edwards and Kantas Investigates Former Berthel Fisher Broker Mason Gann
4 Feb 2020, 7:00 am by Shepherd Smith Edwards & Kantas, LLP
sustained investment losses while working with ex-Berthel Fisher broker Mason Gann, contact our stockbroker fraud [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
Future Income Payments, LLC Investment Recovery Options
15 Jul 2018, 6:09 am by Staff Attorney
The law offices of Gana Weinstein LLP are investigating investor recovery options due to the alleged [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
FINRA’s 2012 Year in Review
9 Jan 2013, 12:20 pm by Mary E. Hodges
and Market Intelligence (“OFDMI”) shares regulatory intelligence with the SEC and other law [read post]
Cosgrove Law Securities and Investment Blog - http://securitiesandinvestmentblog.blogspot.com/
Clayton cautions both investors and market professionals about ICOs
13 Dec 2017, 6:50 am by John Jascob
traditional markets, which creates more opportunities for fraud and manipulation. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Piper Sandler & Co. Review | Regulatory Sanctions and Investor Concerns
26 Jan 2026, 11:37 am by admin
Review: FINRA Sanctions, Recordkeeping Failures, and Investor Concerns The securities fraud attorneys [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
FINRA Bars Registered Individuals in January 2018 for Violations of FINRA Rules
6 Feb 2018, 7:30 am by Silver Law Group
information it requested or to keep information current with FINRA pursuant to FINRA rules: Silver Law [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Blue sky limitations statute discharges claims against Fisker’s controlling shareholder
23 Mar 2018, 7:41 am by John Jascob
The statute of limitations in the Illinois Securities Law barred common law fraud claims against the [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Internet service providers liable for online securities frauds?
15 Nov 2009, 5:30 am
Andrew Moshirnia at Citizen Media Law sounds the alarm about a provision of the proposed Investor Protection [read post]
Overlawyered - https://www.overlawyered.com/
SEC Charges Founder of Social Media Company Get Together Inc. “IRL” with $170 Million Fraud
1 Aug 2024, 6:43 am by jeffreynewmanadmin
“Investors in this space should continue to be vigilant. [read post]
Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/
How Risk Disclosures Serve as a Defense in Investment-Fraud Cases
1 Dec 2025, 8:00 am by George Law
disclosures matter They support the “no intent to defraud” narrative Many criminal investment-fraud [read post]
George Law Blog - https://www.derrickgeorge.com/blog