Search for: "Working Group on Securities Disclosure Authority"
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15 Aug 2014, 10:39 am
Since the Snowden disclosures, hundreds of lawmakers have made it clear that they want to see more transparency [read post]
14 Oct 2019, 6:54 am
credit risk, and operational risk, the introduction of minimum haircut floors for non-centrally cleared securities [read post]
16 Mar 2013, 3:24 pm
NYPD targets Muslim student groups, framed as guarding against the threat of terrorism. [read post]
25 Jun 2013, 12:02 pm
For example, The Hong Kong authorities were presented with the issue of Mr. [read post]
26 Sep 2022, 8:59 am
Appelbaum reportedly agreed to sanctions by the Financial Industry Regulatory Authority to be barred [read post]
2 Jan 2024, 12:56 pm
in the 602 SIC Code Industry Group (Commercial Banks). [read post]
23 Nov 2022, 5:04 pm
“We continue to focus on transnational repression, where Chinese authorities have reached into [read post]
25 Oct 2024, 3:29 pm
Change Health’s disclosure to the Department of Health and Human Services (“HHS”) Office [read post]
9 May 2013, 8:21 am
Stamer also works extensively with management, service provider and other clients to monitor legislative [read post]
23 Aug 2021, 12:14 pm
David Volpe (David John Volpe CRD# 2543478) is a former registered broker who has previously worked for [read post]
1 Feb 2018, 5:55 pm
I welcome guest post submissions from responsible authors on topics of interest to this site’s [read post]
27 Jan 2026, 1:13 pm
Services Broker Refused Testimony Amid Misappropriation Allegations The Financial Industry Regulatory Authority [read post]
14 Nov 2008, 2:26 am
Act against American International Group, American International Group Financial Products, and ten current [read post]
14 Jan 2014, 4:53 am
” Walser represented himself to her as an employee of a group (here the Elliotts) that had [read post]
1 Jan 2020, 10:35 am
Group, and/or Coalition for Responsible Health Care Policy. [read post]
24 Mar 2017, 8:46 am
basic definition was put forward through the Santiago Principles--which serves as a useful default working [read post]
24 May 2023, 5:16 pm
Based on its investigation, OCR concluded that MedEvolve violated HIPAA by: Allowing the disclosure [read post]
12 Jul 2022, 1:39 pm
own drivers, lobby foreign leaders and Russian oligarchs, avoid police investigations, and skirt tax authorities [read post]
28 Dec 2020, 11:45 am
The President’s Working Group (PWG), a federal interagency working group of financial regulators [read post]
6 Nov 2014, 4:49 pm
Employer and other sponsors, insurers and administrators of non-grandfathered group health plans that [read post]
