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Statement by Chair Gensler on Holding Foreign Companies Accountable Act
3 Dec 2021, 6:06 am
Securities and Exchange Commission, on Friday, December 3, 2021 Editor's Note: Gary Gensler is [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
The SEC Has Been Busy With Pay-to-Play Compliance and Expects You To Be As Well
11 Nov 2009, 7:11 am by Pay to Play Law Group
The Securities and Exchange Commission (SEC) has given notice that it intends to take a very active role [read post]
Pay to Play Law Blog - https://www.paytoplaylawblog.com/
MB Bancorp to deregister stock with SEC
25 Jul 2019, 8:32 am by Daily Record Staff
The holding company for Madison Bank of Maryland has chosen to deregister its common stock with the Securities [read post]
On the Record - http://thedailyrecord.com/ontherecord/
Supreme Court Finds No Fraud Exception to Five-Year Statute of Limitations for Government Lawsuits Seeking Civil Penalties
5 Mar 2013, 8:54 am by Ailyn Cabico
Securities Exchange Commission (Feb. 27, 2013) rejects an attempt by the Securities and Exchange Commission [read post]
Investment Fund Law Blog - http://www.investmentfundlawblog.com/
[Keith E. Whittington] Bad Day in Court for the Administrative State
18 May 2022, 2:47 pm by Keith E. Whittington
[Fifth Circuit panel finds several constitutional problems with the Securities and Exchange Commission [read post]
The Volokh Conspiracy - http://www.volokh.com/
SEC Interpretation of “Whistleblower” Definition
4 Oct 2015, 3:52 pm by Sabrina I. Pacifici
“On August 4, 2015, the Securities and Exchange Commission (“SEC”) issued an interpretive [read post]
beSpacific - http://www.bespacific.com/
Brown on Proxies
28 Apr 2014, 1:58 pm by Eric C. Chaffee
Release Revisited and the Need for Version 2.0 on SSRN with the following abstract: Congress assigned the Securities [read post]
Securities Law Prof Blog - https://lawprofessors.typepad.com/securities/
SEC Disclosures by Foreign Firms
10 Nov 2015, 6:21 am
Securities and Exchange Commission, on Tuesday, November 10, 2015 Editor's Note: Audra Boone is [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Votes to End Defense of Climate Disclosure Rules
27 Mar 2025, 1:06 pm by Mark Astarita
The Securities and Exchange Commission today voted to end its defense of the rules requiring disclosure [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Acting Chairman Mark T. Uyeda Announces Executive Staff and Other Appointments
4 Feb 2025, 8:50 am by Mark Astarita
The Securities and Exchange Commission today announced Acting Chairman Mark T. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC and CFTC to Hold Joint Event on Harmonization, U.S. Financial Leadership in the Crypto Era
22 Jan 2026, 1:35 pm by Mark Astarita
Securities and Exchange Commission Chairman Paul S. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Remarks by Chair Gensler Before the Investor Advisory Committee
10 Jun 2022, 6:34 am
Securities and Exchange Commission, on Friday, June 10, 2022 Editor's Note: Gary Gensler is Chair [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Remarks by Chair Gensler Before the Investor Advisory Committee
10 Jun 2022, 6:34 am
Securities and Exchange Commission, on Friday, June 10, 2022 Editor's Note: Gary Gensler is Chair [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Issues Awards Totaling More Than $15 Million to Two Whistleblowers
10 Nov 2021, 10:15 am by Mark Astarita
The Securities and Exchange Commission today announced awards of more than $12.5 million and $2.5 million [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Chair Gensler to Depart Agency on January 20
21 Nov 2024, 10:00 am by Mark Astarita
The Securities and Exchange Commission today announced that its 33rd Chair, Gary Gensler, will step down [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Announces New Members of Small Business Capital Formation Advisory Committee
30 Oct 2024, 8:00 am by Mark Astarita
The Securities and Exchange Commission today announced four new members of the Small Business Capital [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Weekly Roundup: March 16–22, 2018
23 Mar 2018, 6:23 am
Securities and Exchange Commission, on Friday, March 16, 2018 Tags: Accounting, Disclosure [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Government Agencies Regulating Securities & Investment Fraud
17 Nov 2021, 8:31 am by Silver Law Group
The Securities & Exchange Commission (SEC). [read post]
SEC Whistleblower Lawyer Blog - http://www.secwhistleblowerlawyers.net/
Remarks by Chair Gensler before the Inaugural Conference on Emerging Trends in Asset Management
20 May 2023, 6:30 am
Securities and Exchange Commission, on Saturday, May 20, 2023 Editor's Note: Gary Gensler  [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC to Propose Major Market Structure Overhaul
6 Dec 2022, 10:00 pm
At its next open meeting on December 14, 2022, the US Securities and Exchange Commission is expected [read post]
Tech & Sourcing @ Morgan Lewis - https://www.morganlewis.com/blogs/sourcingatmorganlewis