Search for: "Stephen Frank"
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8 Mar 2023, 12:31 pm
they represent to bring accountability to Wall Street, protect investors, and ensure that the Dodd-Frank [read post]
2 May 2024, 8:34 am
Whistleblower Program continues to build on its immense success,” said whistleblower attorney Stephen [read post]
28 Dec 2023, 9:03 am
” The article features insights from leading whistleblower attorney and advocate Stephen M. [read post]
1 Dec 2023, 6:30 am
disclosures, CRFRA, GHG SEC Adopts Final Rules to Amend Beneficial Ownership Reporting Rules Posted by Stephen [read post]
1 Dec 2023, 6:30 am
disclosures, CRFRA, GHG SEC Adopts Final Rules to Amend Beneficial Ownership Reporting Rules Posted by Stephen [read post]
19 Sep 2023, 12:39 pm
whose reports have brought over $5 billion to the agency since the beginning of the SEC’s Dodd-Frank [read post]
23 Jul 2020, 8:48 am
experts are: Jerry Ellig, Research Professor, George Washington University Regulatory Studies Center Stephen [read post]
22 Sep 2017, 9:02 am
securities frauds internally to their compliance departments or managers from protection under the Dodd-Frank [read post]
22 Jan 2013, 6:59 am
would be an interesting move by the SEC considering that rules required to be adopted under the Dodd-Frank [read post]
31 Mar 2022, 1:19 pm
On March 28, leading whistleblower attorney Stephen M. [read post]
26 Mar 2025, 1:35 pm
The bill bolsters the Dodd-Frank Act’s anti-retaliation protections and ensures that the agency [read post]
13 Jan 2015, 8:25 am
The House, having failed to pass bipartisan legislation containing a number of Dodd-Frank corrections [read post]
2 Jul 2009, 7:10 am
before someone finally bit -- and who "has been targeting Kozinski for years," as noted by Ted Frank [read post]
2 Apr 2011, 9:44 pm
Baer, Andrew Wiseman, Stephen J. [read post]
21 Aug 2008, 4:25 am
" In the fall of 2007 those books were David Baldacci's Stone Cold and Stephen Colbert' [read post]
13 Sep 2024, 12:45 pm
” The Dodd-Frank Act, which established the SEC Whistleblower Program, extended whistleblower [read post]
28 May 2024, 8:43 am
On May 24, leading whistleblower attorney Stephen M. [read post]
25 Oct 2023, 3:45 pm
“Whistleblowers are accountability’s cornerstone,” says whistleblower attorney Stephen [read post]
8 Mar 2023, 3:30 am
This excerpt from Fried Frank’s memo on the decision lays out some of the key takeaways: On the [read post]
12 Dec 2022, 8:29 am
violations of Russian sanctions and money laundering,” remarked leading whistleblower attorney Stephen [read post]
