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SEC hints at expanding scope of 'investment adviser' to include index providers
17 Jun 2022, 6:57 am by John Jascob
Chair Gary Gensler said that index funds have evolved to a degree that an index provider can influence [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Investor Advisory Committee addresses cybersecurity disclosures
11 Mar 2022, 8:20 am by John Jascob
responsible for cyber security, and evidence of training to all staff provided on cyber security.Chair Gary [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
SEC proposes to regulate significant market participants as ‘dealers’
29 Mar 2022, 8:14 am by John Jascob
Treasury market, be registered with the Commission,” said SEC Chair Gary Gensler. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
House Democrats urge SEC to finalize climate rule
10 Aug 2023, 5:37 am by Unknown
By Anne Sherry, J.D.In a letter to SEC Chair Gary Gensler, House Democrats led by Sean Casten (D-Ill) [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Weekly Roundup: October 28-November 3, 2022
4 Nov 2022, 6:30 am
on Final Rule Amendments Regarding Shareholder Reports Posted by Gary Gensler, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Gensler resolves to continue updating ‘rules of the road’ for investors, issuers
4 Apr 2024, 6:02 am by Unknown
By Suzanne CosgroveSEC Chair Gary Gensler Tuesday outlined his view of the agency’s long-term mission [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Comer accuses Gensler of stonewalling on requested documents on climate, social agenda
17 Oct 2023, 7:42 am by Unknown
James Comer (R-Ky.), in a letter to SEC Chair Gary Gensler, accused the SEC of obstructing Congressional [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
SEC Examing Crypto as Securities
4 Apr 2022, 5:30 am by Mark Astarita
However, the SEC Chair Gary Gensler said, in August 2021, that the SEC considers many cryptocurrency [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Statement by Chair Gensler on Final Amendments to Rule 10b5-1 and Other Insider Trading Requirements
15 Dec 2022, 6:32 am
Posted by Gary Gensler, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Statement by Chair Gensler on Final Amendments to Rule 10b5-1 and Other Insider Trading Requirements
15 Dec 2022, 6:32 am
Posted by Gary Gensler, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Remarks by Chair Gensler Before the Asset Management Advisory Committee
4 Nov 2021, 6:08 am
Posted by Gary Gensler, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Statement by Chair Gensler on Proposal to Enhance Reporting of Proxy and Executive Compensation Votes
30 Sep 2021, 6:13 am
Posted by Gary Gensler, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Statement by Chair Gensler on Amendments to the Whistleblower Program
12 Feb 2022, 8:01 am
Posted by Gary Gensler, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Remarks by Chair Gensler Before the Investor Advisory Committee
10 Sep 2021, 6:17 am
Posted by Gary Gensler, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Chair Gensler Speaks Before Small Business Capital Formation Advisory Committee
7 Feb 2023, 9:01 pm by renholding
ENDNOTES [1] See Gary Gensler, “Statement on Private Fund Advisers Proposal” (Feb. 9, 2022 [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Remarks by Chair Gensler Before the Small Business Capital Formation Advisory Committee
28 Sep 2021, 6:29 am
Posted by Gary Gensler, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Kardashian Coverage Conundrums
14 Oct 2022, 7:17 am by Andrea DeField, Geoffrey B. Fehling and Jae Lynn Huckaba
SEC Chair Gary Gensler stated that Kardashian’s case is “a reminder to celebrities and others [read post]
Hunton Insurance Recovery Blog - https://www.huntonak.com/hunton-insurance-recovery-blog/
Remarks by Chair Gensler before the Inaugural Conference on Emerging Trends in Asset Management
20 May 2023, 6:30 am
Posted by Gary Gensler, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Statement by Chair Gensler on Amendments to Regulation S-P
16 Mar 2023, 6:31 am
Posted by Gary Gensler, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Remarks by Chair Gensler Before the Practising Law Institute’s 54th Annual Institute on Securities
3 Nov 2022, 6:30 am
Posted by Gary Gensler, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu