Search for: "Michael S. Piwowar, Commissioner, U.S. Securities and Exchange Commission," Results 21 - 40 of 43
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16 Nov 2014, 9:05 pm by Walter Olson
Unbanked” [former FDIC chairman William Isaac, American Banker] A nation of snitches: “U.S [read post]
29 May 2018, 3:00 am by John Jenkins
fill the slot of departing Commissioner Mike Piwowar: The White House is considering nominating a top [read post]
10 Nov 2020, 7:19 am by John Jascob
Hester Peirce at the end of the Commissions open meeting to adopt further revisions to Regulation [read post]
9 May 2017, 11:41 am by Justin Giovannettone
Last Thursday, Jay Clayton was officially sworn in as the new Chairman of the Securities and Exchange [read post]
27 Feb 2018, 4:40 pm by Kevin LaCroix
SEC Commission Michael Piwowar caused quite a stir last summer when he suggested that the SEC would favorably [read post]
25 Nov 2016, 1:43 pm by Walied Soliman
In a move that may encourage shareholder activism and increase the potential for proxy contests, the Securities [read post]
4 Apr 2023, 4:08 am by David Lynn
Subcommittee on Capital Markets of the House Financial Services Committee held a hearing entitled “U.S [read post]
9 Nov 2023, 9:01 pm by renholding
I had the privilege of working with Scott Friestad at the Securities and Exchange Commission for nearly [read post]
8 Jan 2018, 2:38 pm by Kevin LaCroix
” Joseph Borg, NASAA president and director of the Alabama Securities Commission, is quoted in [read post]
29 Sep 2016, 9:30 pm by Justin Daniel
commissioners said in a joint statement that the proposal will be placed “on the Commission&rsquo [read post]
23 May 2017, 11:29 pm by Kevin LaCroix
& Exchange Commissions enforcement activity through the first half of fiscal year 2017. [read post]
7 Sep 2015, 2:47 pm by Kevin LaCroix
Daniel Gallagher (whose dissenting statement can be found here) and Michael Piwowar (whose two [read post]
12 Mar 2018, 12:42 am by Kevin LaCroix
Securities and Exchange Commission (“SEC”) issued further interpretive guidance to assist [read post]