Search for: "Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission," Results 21 - 40 of 98
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
Pension Funds as Owners and Investors
13 Jul 2012, 6:24 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Editor’s Note: Luis A. Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Strengthening Money Market Funds to Reduce Systemic Risk
24 Jul 2014, 6:20 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Editor's Note: Luis A. Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Defining Dealers and Major Participants in the Cross-Border Context
29 Jun 2014, 6:00 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Editor's Note: Luis A. Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
NASAA and the SEC: Presenting a United Front to Protect Investors
20 Apr 2014, 6:00 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Editor's Note: Luis A. Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Effective Consolidated Audit Trail: Keeping the Door Open
27 Jul 2012, 6:16 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Editor’s Note: Luis A. Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Addressing Conflicts of Interest in the Credit Ratings Industry
25 May 2013, 7:35 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Editor's Note: Luis A. Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Effective Small Business Capital Formation
30 Nov 2012, 5:48 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Editor’s Note: Luis A. Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Effective Small Business Capital Formation
30 Nov 2012, 5:48 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Editor’s Note: Luis A. Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Statement on the Volcker Rule and Reducing Systemic Risk
11 Dec 2013, 6:13 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Editor's Note: Luis A. Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Promoting Investor Protection in Small Business Capital Formation
4 Jan 2014, 6:00 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Editor's Note: Luis A. Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Statement on the SEC’s Issuance of Certain Exemptive Orders Related to Rule 17g-5(c)(1)
14 Jan 2014, 6:25 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Editor's Note: Luis A. Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Strengthening Oversight of Broker-Dealers to Prevent Another Madoff
1 Aug 2013, 6:23 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Editor's Note: Luis A. Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Boards of Directors, Corporate Governance and Cyber-Risks: Sharpening the Focus
17 Jun 2014, 6:06 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Editor's Note: Luis A. Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
An Informed Approach to Issues Facing the Mutual Fund Industry
10 Apr 2014, 6:22 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Editor's Note: Luis A. Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Looking at Proxy Advisory Firms from the Investor’s Perspective
17 Dec 2013, 6:14 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Editor's Note: Luis A. Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Setting Forth Goals for 2015
25 Feb 2015, 6:02 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Editor's Note: Luis A. Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Addressing the Lack of Transparency in the Security-Based Swap Market
27 Jan 2015, 6:04 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Editor's Note: Luis A. Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
The Importance to the Capital Markets of Updating the Rules Regarding Transfer Agents
22 Dec 2014, 1:59 pm by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Editor's Note: Luis A. Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Ensuring the Proxy Process Works for Shareholders
20 Feb 2015, 6:00 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Editor's Note: Luis A. Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Harnessing Crowdfunding to Help Small Businesses, While Protecting Investors
30 Oct 2013, 6:16 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Editor's Note: Luis A. Aguilar is a Commissioner at the U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/