Search for: "Kara M. Stein, U.S. Securities and Exchange Commission," Results 21 - 40 of 43
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Statement on Proposed Amendments to Public Reporting of Fund Liquidity Information
16 Mar 2018, 6:14 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Commissioner Stein Remarks on U.S. Securities-Based Crowdfunding
3 Mar 2017, 6:19 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Statement on Proposed Revisions to Prohibitions and Restrictions on Propriety Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
7 Jun 2018, 7:18 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Proposed Rules for US and Non-US Person’s Security-Based Swaps Dealing
14 May 2015, 1:06 pm by Harvard Law School Forum on Corporate Governance and Financial Regulation
Editor's Note: Kara M. Stein is a Commissioner at the U.S. Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
From Regulation 1.0 to 2.0
3 Dec 2023, 9:02 pm by Series of Essays
This series of essays draws on Kara M. [read post]
RegBlog - https://www.theregreview.org/
Proposed Rule on Pay Versus Performance
6 May 2015, 6:02 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Editor's Note: Kara M. Stein is a Commissioner at the U.S. Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Quality Data and the Power of Prevention
17 Jun 2015, 6:02 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Editor's Note: Kara M. Stein is a Commissioner at the U.S. Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: April 8–April 14, 2016
15 Apr 2016, 6:00 am
Securities & Exchange Commission, on Thursday, April 14, 2016 Tags: Capital formation, Disclosure [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: February 19–February 25
26 Feb 2016, 6:06 am
Zaba and Sharo M. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Names New Head of Whistleblower Office
5 Nov 2021, 1:16 pm by Geoff Schweller
On November 5, the U.S. [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
Weekly Roundup: May 6–May 12, 2016
13 May 2016, 6:13 am
Takeovers and Takings in the Next Economic Crisis Posted by Nestor M. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Universal proxies: SEC proposal moving forward
25 Nov 2016, 1:43 pm by Walied Soliman
In a move that may encourage shareholder activism and increase the potential for proxy contests, the Securities [read post]
Special Situations Law - http://www.specialsituationslaw.com/
Weekly Roundup: March 18-March 24
25 Mar 2016, 6:00 am
Act, Securities litigation, Shareholder suits, U.S. federal courts Proposed Revisions to 13(d) Beneficial [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: October 12-18, 2018
19 Oct 2018, 6:08 am
Securities and Exchange Commission, on Saturday, October 13, 2018 Tags: Disclosure, information [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: June 1-June 7, 2018
8 Jun 2018, 6:47 am
Securities and Exchange Commission, on Thursday, June 7, 2018 Tags: Banks, Financial [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: December 8-14, 2017
15 Dec 2017, 6:13 am
M. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: October 19-25, 2018
26 Oct 2018, 6:01 am
Austin, and Paul M. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: January 19–25, 2018
26 Jan 2018, 6:32 am
oversight, Tech companies, Uber Remarks on Shareholder Engagement Posted by Jay Clayton, U.S [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Clarifies Existing Cybersecurity Disclosure Guidance
28 Feb 2018, 1:21 pm by Craig A. Hoffman, Jonathan Forman and John Busch
On February 21, 2018, the U.S. [read post]
Data Privacy Monitor - http://www.dataprivacymonitor.com/
State Securities Regulators Step Up on ICO and Cryptocurrency Enforcement
8 Jan 2018, 2:38 pm by Kevin LaCroix
U.S. state regulators have recently stepped forward to assert their concerns and their authority as well [read post]
The D & O Diary - http://www.dandodiary.com/