Search for: "Kara M. Stein" Results 21 - 40 of 85
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Commissioners Piwowar, Stein United on Move to T+2 Settlement
1 Jul 2015, 5:01 am by John Jascob
Piwowar and Kara M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Investor Alert – NASAA and SEC Warn about Cryptocurrency Related Investments
16 Jan 2018, 8:41 am by Darlene Pasieczny
” The same day, the SEC made a public statement from Chairman Jay Clayton and Commissioners Kara [read post]
Wealth Law Blog - http://samuelslaw.com/blog/
Reconstituted PCAOB approves new budget
30 Nov 2021, 6:42 am by John Jascob
first order of business that includes votes from new members Christina Ho (sworn in November 9) and Kara [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Weekly Roundup: March 16–22, 2018
23 Mar 2018, 6:23 am
Transparency Statement on Proposed Amendments to Public Reporting of Fund Liquidity Information Posted by Kara [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Disclosure in the Digital Age
11 May 2016, 6:10 am
Posted by Kara M Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
From Regulation 1.0 to 2.0
3 Dec 2023, 9:02 pm by Series of Essays
This series of essays draws on Kara M. [read post]
RegBlog - https://www.theregreview.org/
Weekly Roundup: July 14–20, 2017
21 Jul 2017, 6:04 am
Lighting Our Capital Markets Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Statement from Commissioner Stein on Regulation S-K
14 Apr 2016, 6:23 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Statement on Commission Action Regarding Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers
13 Oct 2018, 7:21 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
A Vision for Data at the SEC
3 Nov 2016, 1:03 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Lighting Our Capital Markets
14 Jul 2017, 6:20 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Commissioner Aguilar Calls for “Calibrated” Waiver Process
28 Aug 2015, 8:15 am by John Jascob
seeks to clarify the SEC’s waiver requirements.Earlier this year, Aguilar joined Commissioner Kara [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Improving Information for Investors in the Digital Age
25 Oct 2018, 6:29 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Mutualism: Reimagining the Role of Shareholders in Modern Corporate Governance
15 Feb 2018, 6:43 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
What Lies Ahead? The SEC in 2016
24 Feb 2016, 6:16 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Consideration of 2016 PCAOB Budget and Support Fee
22 Mar 2016, 6:17 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Remarks on Securities Market Regulation
24 Jan 2018, 6:12 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Remarks on ETFs, Disclosure, and Investor Trust
9 Dec 2017, 7:00 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Commissioner Stein Supporting Statement on the Proposed Universal Proxy Rule
27 Oct 2016, 6:43 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Increasing Transparency of Alternative Trading Systems
24 Nov 2015, 5:59 am
Posted by Kara M. Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/