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Trade Associations urge SEC to lengthen short comment periods
8 Apr 2022, 9:22 am by John Jascob
Investment Adviser Association (IAA), along with other Associations, sent a joint letter to the SEC Chair Gary [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
8 representatives question SEC’s habit of requesting documents from crypto firms
18 Mar 2022, 7:45 am by John Jascob
Representatives—half Republicans, half Democrats—wrote to SEC Chair Gary Gensler to learn [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
SEC proposes new requirements for registered index-linked annuities
2 Oct 2023, 6:13 am by Unknown
they need—in plain English—to make informed investment decisions,” said SEC Chair Gary [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
OCC agrees to pay a total of $22 million in SEC, CFTC settlements
21 Feb 2023, 9:22 am by Unknown
2023; In the Matter of: The Options Clearing Corporation, CFTC Docket No. 23-06, February 16, 2023).Gensler [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Statement by Chair Gensler on PCAOB 2024 Budget
14 Dec 2023, 6:31 am
Posted by Gary Gensler, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Statement by Chair Gensler on PCAOB 2024 Budget
14 Dec 2023, 6:31 am
Posted by Gary Gensler, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Statement by Chair Gensler on Final Rules Regarding SPACs, Shell Companies, and Projections
25 Jan 2024, 6:32 am
Posted by Gary Gensler, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Statement by Chair Gensler on Final Rules Regarding SPACs, Shell Companies, and Projections
25 Jan 2024, 6:32 am
Posted by Gary Gensler, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Remarks by Chair Gensler Before the American Bar Association
8 Dec 2023, 6:31 am
Posted by Gary Gensler, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Remarks by Chair Gensler Before the American Bar Association
8 Dec 2023, 6:31 am
Posted by Gary Gensler, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
The Libor Scandal: What's Next?
31 May 2013, 10:32 am
the UK Financial Services Authority Martin Wheatley and the US Futures Trading Commission Chairman Gary [read post]
Bankruptcy and Restructuring Blog - http://www.bankruptcylawblog.com/
SEC announces interim whistleblower procedures during rule review; Roisman and Peirce lambaste action as ‘unwise’
6 Aug 2021, 7:16 am by John Jascob
By Lene Powell, J.D.Following SEC Chair Gary Gensler’s announcement that staff is preparing potential [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Rule amendments address investment advisers operating exclusively over the Internet
28 Mar 2024, 5:11 am by Unknown
2023, the Commission voted 5-0 to issue the internet advisers proposal and, at that time, SEC Chair Gary [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
The Changing Landscape of the CFTC’s Enforcement Actions
4 May 2013, 7:39 am by Kobi Kastiel, Co-editor, HLS Forum on Corporate Governance and Financial Regulation,
As CFTC Chairman Gary Gensler has stated, "Dodd-Frank expands the CFTC's arsenal of enforcement [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC, CFTC publish Spring 2021 rulemaking agendas
16 Jun 2021, 6:46 am by John Jascob
facilitating capital formation, the SEC has a lot of regulatory work ahead of us," said SEC Chair Gary [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Industry leaders, academics weigh in on Facebook’s Libra crypto plans
19 Jul 2019, 5:00 am by John Jascob
Former CFTC Chairman and MIT professor Gary Gensler opined that the Libra Reserve is a pooled investment [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Commission reopens comments on proposed amendments to definition of an ‘exchange’
17 Apr 2023, 5:00 am by Unknown
exchange and thus have an existing duty to comply with the securities laws,” said SEC Chairman Gary [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Investor Advisory Committee advances plan to update, improve customer account statements
6 Mar 2023, 7:52 am by Unknown
In a pre-session statement, SEC Chairman Gary Gensler did not directly address possible changes in customer [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Reminder: SEC 90th Anniversary Celebration
6 Jun 2024, 3:25 am by David Lynn
. | Opening Remarks by Chair Gary Gensler and Commissioners 1:15 – 2:15 p.m. | Panel 1: A Lookback [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
SEC’s “scorched-earth” lawsuit against Coinbase to be dropped, company says
21 Feb 2025, 7:55 am by Ashley Belanger
On Friday, a Coinbase executive declared the "war against crypto" over—"at least as it applies to Coinbase." According to Coinbase Chief Legal Officer Paul Grewal, the US Securities and Exchange Commission (SEC) plans to drop its lawsuit against the largest US cryptocurrency exchange as the agency shifts to embrace Donald Trump's new approach to regulating cryptocurrency in the US. The SEC sued Coinbase in 2023, accusing Coinbase of "operating its crypto asset… [read post]
Law & Disorder - http://arstechnica.com/tech-policy/