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Gensler eyes new limits on Rule 10b5-1 trading plans
8 Jun 2021, 7:10 am by John Jascob
By Anne Sherry, J.D.At yesterday's CFO Network Summit, SEC Chair Gary Gensler announced that the [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Weekly Roundup: July 15-21, 2022
22 Jul 2022, 6:30 am
nbsp;Securities regulation, Shareholder proposals, Shareholder voting Statement by Chair Gensler [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: March 11-17, 2022
18 Mar 2022, 6:02 am
Decision-making, Diversity, ESG, Management, Mergers & acquisitions Remarks by Chair Gensler [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: July 15-21, 2022
22 Jul 2022, 6:30 am
nbsp;Securities regulation, Shareholder proposals, Shareholder voting Statement by Chair Gensler [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Continues to Advance ESG Agenda
18 Nov 2021, 12:14 pm by Scott H. Kimpel
reaffirms the agency’s commitment to ESG (environmental-social-governance) issues under new Chair Gary [read post]
Hunton Retail Law Resource - https://www.huntonak.com/hunton-retail-law-resource/
SEC Files “AI-Washing” Enforcement Action Against AI-Based Start-Up Founder
13 Jun 2024, 11:45 pm by Kevin LaCroix
In a speech last December, as well as in several subsequent statements, SEC Chair Gary Gensler has emphasized [read post]
The D & O Diary - http://www.dandodiary.com/
Weekly Roundup: April 15-21, 2022
22 Apr 2022, 5:33 am
nbsp;Repurchases, Shareholder activism, Short-termism, Takeovers Remarks by Chair Gensler [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: April 15-21, 2022
22 Apr 2022, 5:33 am
nbsp;Repurchases, Shareholder activism, Short-termism, Takeovers Remarks by Chair Gensler [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
House Oversight Chair Says SEC and CFTC Not Coordinating Dodd-Frank Derivatives Regulations
15 Mar 2011, 9:31 am by James Hamilton
In a letter to CFTC Chair Gary Gensler, Rep. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Exxon sues climate activist shareholders in federal court because Gary Gensler's SEC won't do its job
22 Jan 2024, 12:10 pm by Steve Bainbridge
” The problem Exxon is facing is one about which I have frequently blogged; namely, that Gary [read post]
ProfessorBainbridge.com - http://www.professorbainbridge.com/professorbainbridgecom/
CRYPTO CURRENCY COMMOTION COMPROMISED
17 Nov 2022, 5:00 pm
She also agreed not to promote any crypto asset securities for 3 years.SEC Chair Gary Gensler observed [read post]
Real Estate Law Blog - http://www.nyrealestatelawblog.com/
Forthcoming SEC Regulation Targets Payment for Order Flow
3 Aug 2022, 12:07 pm by Race to the Bottom
Since then, the SEC’s chair, Gary Gensler, has directed efforts to research and propose a set of [read post]
The Race to the Bottom - https://www.theracetothebottom.org/rttb
Former SEC division heads weigh in on Gensler’s agenda
27 Sep 2021, 8:33 am by John Jascob
Powell, J.D.In a panel at a recent securities conference, former SEC division heads discussed SEC Chair Gary [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
SEC proposes rules on predictive analytics, internet advisers
27 Jul 2023, 9:11 am by Unknown
According to SEC Chair Gary Gensler, modern predictive data analytics models allow an increasing ability [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Software Development Platform Hit with AI-Related Securities Suit
5 Sep 2024, 11:35 am by Kevin LaCroix
out and partially transcribed in a September 5, 2024, TheCorporateCounsel.net post (here), SEC Chair Gary [read post]
The D & O Diary - http://www.dandodiary.com/
The SEC’s Climate Disclosure Proposal Is Here
22 Mar 2022, 3:32 am by Liz Dunshee
Here’s the 3-page Fact Sheet, and here are supporting statements from SEC Chair Gary Gensler, Commissioner [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
Gensler outlines likely approach to updating national market system rules
9 Jun 2022, 6:13 am by John Jascob
such as those related to order handling and execution have not been updated since 2005, and SEC Chair Gary [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
“Do Not Cross the Boss”
14 Jan 2025, 3:35 am by Liz Dunshee
On one hand, Gary Gensler is still in charge for one more week – and he had a certain view on the [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
Senators Nelson and Warren urge SEC-CFTC Study on High Fees and Commissions on Managed-Futures Funds
10 Jun 2014, 6:51 am by James Hamilton
In a letter to CFTC Chair Gary Gensler, the Senators said that one improvement for the protection of [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Senators Nelson and Warren urge SEC-CFTC Study on High Commissions on Managed-Futures Funds
21 Feb 2014, 5:01 am by James Hamilton
In a letter to CFTC Chair Gary Gensler, the Senators said that one improvement for the protection of [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/