Search for: "Working Group on Securities Disclosure Authority"
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19 Oct 2021, 10:10 am
” While recognizing these cyber security responsibilities in the Electronic Disclosure Rule [read post]
22 Nov 2025, 2:00 pm
seemingly came out of the blue and its proposed changes to the law related to law enforcement and national security [read post]
25 Apr 2013, 6:00 am
CIC worked with Public Safety Canada, the Canada Border Services Agency, the RCMP and the Canadian Security [read post]
31 Jan 2022, 6:41 am
Appelbaum previously worked for Herbert J. Sims & Co. [read post]
23 Apr 2023, 9:01 pm
Authority is working to enhance post-trade transparency in the fixed-income markets to facilitate greater [read post]
9 Mar 2022, 7:47 pm
Group, and/or Coalition for Responsible Health Care Policy. [read post]
17 Apr 2025, 3:53 pm
health plans covered by the Employee Retirement Income Security Act of 1974 (“ERISA”) is [read post]
22 Aug 2022, 9:01 pm
Industry leaders and regulatory authorities should engage with open minds and a willingness to [read post]
16 Oct 2018, 7:00 pm
" (Madness Of King George Script - Dialogue Transcript)The UN Working Group on the issue of [read post]
7 Jan 2018, 6:27 am
promotion, discipline, compliance, trade secret and confidentiality, noncompetition, privacy and data security [read post]
4 Jun 2022, 5:25 pm
; Whereas if the rules for access are unknown, or constantly changing, the threat actor has less to work [read post]
22 Apr 2019, 1:12 pm
; Whether the defendant to the grand jury proceeding or the government opposes the disclosure; Why disclosure [read post]
28 Feb 2017, 12:42 pm
Accordingly, the ABA makes a series of recommendations for how the CFPB can use existing regulatory authorities [read post]
5 Mar 2019, 6:33 am
However, there are reports that some of the affected banks are suspending this vendor from the group [read post]
31 Oct 2025, 1:24 pm
Raymond James – Broker Barred Over Alleged Misuse of Client Funds The Financial Industry Regulatory Authority [read post]
27 Dec 2023, 2:02 pm
failed to provide the requested documents in an investigation by the Financial Industry Regulatory Authority [read post]
3 Aug 2023, 11:22 am
The White Law Group reviews the regulatory history of FSC Securities Corp. [read post]
23 Aug 2024, 9:05 pm
Securities and Exchange Commission (SEC) updated its Names Rule in September 2023 to ensure better alignment [read post]
6 Jan 2025, 9:01 pm
Transition Plans Disclosures The International Organization of Securities Commissions (IOSCO) published [read post]
30 Sep 2021, 7:55 pm
assumption seems to be, much more often than not, that the HIPAA privacy and security rules apply. [read post]
