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Statement by Chairman Jay Clayton at Open Meeting
19 Dec 2019, 6:21 am
Securities and Exchange Commission, on Thursday, December 19, 2019 Editor's Note: Jay Clayton is [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Approves NYSE Rules Allowing Companies to Raise Money in Registered Direct Offerings
3 Jan 2021, 10:00 pm
The US Securities and Exchange Commission has approved New York Stock Exchange rule changes that will [read post]
Tech & Sourcing @ Morgan Lewis - https://www.morganlewis.com/blogs/sourcingatmorganlewis
SEC Approves NYSE Rules Allowing Companies to Raise Money in Registered Direct Offerings
3 Jan 2021, 10:00 pm
The US Securities and Exchange Commission has approved New York Stock Exchange rule changes that will [read post]
Well Done - https://www.morganlewis.com/blogs/welldone
SEC Approves NYSE Rules Allowing Companies to Raise Money in Registered Direct Offerings
3 Jan 2021, 10:00 pm
The US Securities and Exchange Commission has approved New York Stock Exchange rule changes that will [read post]
Power & Pipes - https://www.morganlewis.com/blogs/powerandpipes
SEC Approves NYSE Rules Allowing Companies to Raise Money in Registered Direct Offerings
3 Jan 2021, 10:00 pm
The US Securities and Exchange Commission has approved New York Stock Exchange rule changes that will [read post]
ML BeneBits - https://www.morganlewis.com/blogs/mlbenebits
This Day in Legal History: June 6
6 Jun 2008, 1:35 pm
Roosevelt signed the Securities Exchange Act of 1934 into law. [read post]
Fastcase Legal Research Blog - http://www.fastcase.com/blog/
SEC Reduces Registration Statement Filing Fees Again
3 Sep 2015, 5:33 am by Christopher M. Varano
Last week, the Securities and Exchange Commission announced that effective October 1, 2015, filing fees [read post]
Securities Compliance Sentinel - http://securitiescompliancesentinel.foxrothschild.com
SEC Adopts Regulation SCI to Strengthen Securities Market Infrastructure
7 Jan 2015, 5:50 am by Annette L. Nazareth, Davis Polk & Wardwell LLP,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Permits In-Kind Creations and Redemptions for Crypto ETPs
29 Jul 2025, 8:25 pm by Mark Astarita
The Securities and Exchange Commission today voted to approve orders to permit in-kind creations and [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Team of Bankers
28 Apr 2009, 6:52 pm
We are rapidly approaching the seventy-fifth anniversary of the creation of Securities and Exchange Commission [read post]
Legal History Blog - http://legalhistoryblog.blogspot.com/
The SEC v. Mark Cuban
11 Apr 2019, 6:33 am
This post is based on his recently published book, The Securities and Exchange Commission v. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Statement by Commissioner Uyeda on Final Rules Regarding Short Sale Activity
14 Oct 2023, 6:30 am
Securities and Exchange Commission, on Saturday, October 14, 2023 Editor's Note: Mark T. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Statement by Commissioner Uyeda on Final Rules Regarding Short Sale Activity
14 Oct 2023, 6:30 am
Securities and Exchange Commission, on Saturday, October 14, 2023 Editor's Note: Mark T. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Public Companies: Consider Updating Disclosures to Reflect Risks Posed by Cryptoasset Markets
8 Dec 2022, 10:00 pm
Blog AbstractJust shy of a month since FTX declared bankruptcy, the US Securities and Exchange Commission [read post]
As Prescribed - https://www.morganlewis.com/blogs/asprescribed
Public Companies: Consider Updating Disclosures to Reflect Risks Posed by Cryptoasset Markets
8 Dec 2022, 10:00 pm
Blog AbstractJust shy of a month since FTX declared bankruptcy, the US Securities and Exchange Commission [read post]
ML BeneBits - https://www.morganlewis.com/blogs/mlbenebits
Public Companies: Consider Updating Disclosures to Reflect Risks Posed by Cryptoasset Markets
8 Dec 2022, 10:00 pm
Blog AbstractJust shy of a month since FTX declared bankruptcy, the US Securities and Exchange Commission [read post]
Up & Atom - https://www.morganlewis.com/blogs/upandatom
Public Companies: Consider Updating Disclosures to Reflect Risks Posed by Cryptoasset Markets
8 Dec 2022, 10:00 pm
Blog AbstractJust shy of a month since FTX declared bankruptcy, the US Securities and Exchange Commission [read post]
Power & Pipes - https://www.morganlewis.com/blogs/powerandpipes
SEC Adopts New Dealer Rules to Capture Liquidity Providers
26 Feb 2024, 10:00 pm
On February 6, 2024, the US Securities and Exchange Commission (SEC) adopted new Rules 3a5-4 and 3a44 [read post]
Tech & Sourcing @ Morgan Lewis - https://www.morganlewis.com/blogs/sourcingatmorganlewis
SEC Adopts New Dealer Rules to Capture Liquidity Providers
26 Feb 2024, 10:00 pm
On February 6, 2024, the US Securities and Exchange Commission (SEC) adopted new Rules 3a5-4 and 3a44 [read post]
Up & Atom - https://www.morganlewis.com/blogs/upandatom
SEC Adopts New Dealer Rules to Capture Liquidity Providers
26 Feb 2024, 10:00 pm
On February 6, 2024, the US Securities and Exchange Commission (SEC) adopted new Rules 3a5-4 and 3a44 [read post]
ML BeneBits - https://www.morganlewis.com/blogs/mlbenebits