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Oversight of the SEC
15 Jun 2016, 6:10 am
Securities and Exchange Commission, on Wednesday, June 15, 2016 Editor's Note: Mary Jo White is [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Adopts Compensation Clawback Requirements
27 Oct 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) announced on October 26, 2022, that it has adopted new [read post]
Up & Atom - https://www.morganlewis.com/blogs/upandatom
SEC Adopts Compensation Clawback Requirements
27 Oct 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) announced on October 26, 2022, that it has adopted new [read post]
Well Done - https://www.morganlewis.com/blogs/welldone
SEC Adopts Compensation Clawback Requirements
27 Oct 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) announced on October 26, 2022, that it has adopted new [read post]
ML BeneBits - https://www.morganlewis.com/blogs/mlbenebits
SEC Announces First Fee Rate Advisory for Fiscal Year 2024
25 Aug 2023, 10:46 am by Mark Astarita
The Securities and Exchange Commission today announced that the fees that public companies and other [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Issues First Fee Rate Advisory for Fiscal Year 2023
26 Aug 2022, 11:38 am by Mark Astarita
The Securities and Exchange Commission announced that the fees that public companies and other issuers [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Intercontinental Exchange and Nine Affiliates Including the New York Stock Exchange with Failing to Inform the Commission of a Cyber Intrusion
22 May 2024, 6:00 am by Mark Astarita
The Securities and Exchange Commission today announced that The Intercontinental Exchange, Inc. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
D.C. Circuit Vacates Proposed Fee For NYSE Arca "Depth-Of-Book" Data And Remands To SEC For Further Review
23 Aug 2010, 5:48 am
Securities & Exchange Commission, No. 09-1042 (D.C. Cir. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
SEC Seeks Candidates for Small Business Capital Formation Advisory Committee
20 Jan 2023, 9:15 am by Mark Astarita
The Securities and Exchange Commission is seeking candidates for appointment to the Small Business Capital [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Statement Chairman Clayton on Transparency for Investors and at the Commission
6 Aug 2020, 6:32 am
Securities and Exchange Commission, on Thursday, August 6, 2020 Editor's Note: Jay Clayton is Chairman [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
SEC Proposes Amendments Regarding Rule 10b5-1 Insider Trading Plans and Related Disclosures
15 Dec 2021, 8:06 am by Mark Astarita
The Securities and Exchange Commission today proposed amendments to Rule 10b5-1 under the Securities [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Charges Health Care Co. and Two Former Employees for Accounting Improprieties
22 Feb 2022, 1:35 pm by Mark Astarita
The Securities and Exchange Commission today announced settled charges and an $18 million penalty against [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Exemption From Exchange Act Rule 13f-2 and Related Form SHO
7 Feb 2025, 2:50 pm by Mark Astarita
The Securities and Exchange Commission today provided a temporary exemption from compliance with Rule [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Hong Kong IPO Updates – Enhanced Timeframe for the New Listing Application Process
22 Oct 2024, 10:00 pm
The Securities and Futures Commission of Hong Kong (SFC) and the Stock Exchange of Hong Kong (Exchange [read post]
ML BeneBits - https://www.morganlewis.com/blogs/mlbenebits
Hong Kong IPO Updates – Enhanced Timeframe for the New Listing Application Process
22 Oct 2024, 10:00 pm
The Securities and Futures Commission of Hong Kong (SFC) and the Stock Exchange of Hong Kong (Exchange [read post]
Up & Atom - https://www.morganlewis.com/blogs/upandatom
SEC Reopens Comment Period for Proposed Rule on Recovery of Erroneously Awarded Compensation
8 Jun 2022, 2:40 pm by Mark Astarita
The Securities and Exchange Commission today reopened the comment period on proposed rules for listing [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Hong Kong IPO Updates – Enhanced Timeframe for the New Listing Application Process
22 Oct 2024, 10:00 pm
The Securities and Futures Commission of Hong Kong (SFC) and the Stock Exchange of Hong Kong (Exchange [read post]
As Prescribed - https://www.morganlewis.com/blogs/asprescribed
Hong Kong IPO Updates – Enhanced Timeframe for the New Listing Application Process
22 Oct 2024, 10:00 pm
The Securities and Futures Commission of Hong Kong (SFC) and the Stock Exchange of Hong Kong (Exchange [read post]
Well Done - https://www.morganlewis.com/blogs/welldone
Hong Kong IPO Updates – Enhanced Timeframe for the New Listing Application Process
22 Oct 2024, 10:00 pm
The Securities and Futures Commission of Hong Kong (SFC) and the Stock Exchange of Hong Kong (Exchange [read post]
Power & Pipes - https://www.morganlewis.com/blogs/powerandpipes
Hong Kong IPO Updates – Enhanced Timeframe for the New Listing Application Process
22 Oct 2024, 10:00 pm
The Securities and Futures Commission of Hong Kong (SFC) and the Stock Exchange of Hong Kong (Exchange [read post]
Tech & Sourcing @ Morgan Lewis - https://www.morganlewis.com/blogs/sourcingatmorganlewis