Search for: "Lene Powell"
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18 Dec 2017, 5:00 am
By Lene Powell, J.D.Despite perhaps fond hopes, the SEC’s Pay Ratio Disclosure rule remains in [read post]
31 May 2012, 9:53 am
accompanying interpretive notice to the CFTC for approval.This post was contributed by my colleague Lene [read post]
3 Dec 2011, 8:46 am
including the definition of economically equivalent contracts.This post was contributed by my colleague Lene [read post]
7 Nov 2014, 8:55 am
[This story previously appeared in Securities Regulation Daily.]By Lene Powell, J.D. [read post]
11 Jul 2023, 9:14 am
By Lene Powell, J.D.Crypto asset trading platform Bittrex moved to dismiss an SEC enforcement action [read post]
28 Oct 2021, 6:33 am
By Lene Powell, J.D.The effects of climate change on financial markets took center stage at a hearing [read post]
19 Aug 2021, 5:00 am
By Lene Powell, J.D.Over an incredible career spanning 50 years, Mr. [read post]
8 Jul 2021, 6:25 am
By Lene Powell, J.D.SEC Commissioner Hester Peirce has weighed in on an IFRS proposal to create a new [read post]
28 Oct 2014, 2:17 pm
[This story previously appeared in Securities Regulation Daily.]By Lene Powell, J.D.The Delaware Chancery [read post]
2 Aug 2014, 8:34 am
By Lene Powell, J.D.Are opinions ever the stuff of Section 11 liability? [read post]
2 May 2016, 7:15 am
By Lene Powell, J.D.In a discussion panel hosted by the Practising Law Institute, enforcement officials [read post]
DOJ issues guidance on individual accountability, prior corporate misconduct, and corporate monitors
2 Nov 2021, 6:41 am
By Lene Powell, J.D.Holding individuals accountable for white collar crime is the “first priority [read post]
2 Jul 2021, 8:49 am
By Lene Powell, J.D.Citing a significant increase in retail investor interest in derivatives trading [read post]
8 Apr 2021, 5:56 am
By Lene Powell, J.D.It might one day be possible to trade futures contracts based on aspects of NFL games [read post]
13 Jul 2020, 5:00 am
By Lene Powell, J.D.At a recent SEC roundtable, panelists discussed issues that differing disclosure [read post]
15 Apr 2024, 7:25 am
By Lene Powell, J.D.In a unanimous opinion, the Supreme Court ruled that absent a misleading statement [read post]
4 Jan 2023, 6:09 am
By Lene Powell, J.D.An attorney employed by Morgan Stanley subsidiaries in Japan and Hong Kong had no [read post]
18 Nov 2022, 6:51 am
By Lene Powell, J.D.Large parts of the digital asset market may be operating outside of the federal securities [read post]
29 Sep 2021, 6:19 am
By Lene Powell, J.D.Experts involved in helping companies go public via SPAC IPOs provided an outlook [read post]
22 Jul 2021, 6:13 am
By Lene Powell, J.D.In keynote remarks at the ABA Virtual Derivatives and Futures Law Committee Mid-Year [read post]
