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Financial Firms: UBS Settles with Virginia’s Regulator over Broker’s Unsuitable Recommendations, FINRA Fines Texas Broker-Dealer $225K for Mutual Fund Sales Violations, and an Ex-Client Seeks $500K from Carson Wealth while Alleging Excessive Fees
19 Feb 2019, 1:09 pm by ccollins
Broker Misconduct – SSEK Law Firm Our broker-dealer lawyers work with high net worth individual [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
Former Clarity Capital Partners’ Kyle Chapman in Newport Beach Sold GWG L Bonds to Retail Customers
22 Aug 2022, 7:00 am by Shepherd Smith Edwards & Kantas, LLP
  Our L Bond loss attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
Ex-Spartan Capital Securities Broker Marc Reda Is Barred Following Unsuitability and Churning Allegations
3 Jun 2022, 10:40 am by Shepherd Smith Edwards & Kantas, LLP
If you would like to explore your legal options, contact us at Shepherd Smith Edwards and Kantas (SSEK [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
Centaurus Financial Allegedly Unsuitably Recommended GWG Holdings L Bonds, Claims Another Texas Retiree
18 May 2022, 8:22 am by Shepherd Smith Edwards & Kantas, LLP
Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) represent investors who a broker-dealer [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
Former Customers of Calton & Associates Broker Paul Murphy Request Over $589K in Damages
11 May 2022, 7:07 am by Shepherd Smith Edwards & Kantas, LLP
In Florida, call Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) at (813) 560 [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
Central American Retiree Suffers Six-Figure Loss After Truist Investment Services Unsuitably Recommends Northstar Financial Services (Bermuda)
27 Sep 2021, 8:18 am by Shepherd Smith Edwards & Kantas, LLP
claims that our Northstar Financial Services (Bermuda) attorneys at Shepherd Smith Edwards and Kantas (SSEK [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
South American Retirees File $5M Northstar Financial Services (Bermuda) Investor Claim Against Raymond James & Associates
27 Jul 2021, 7:17 am by Shepherd Smith Edwards & Kantas, LLP
Our Northstar (Bermuda) arbitration attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm at [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
FINRA Accuses Spartan Capital Securities Broker Mark Reda of Allegedly Excessive Trading In Customer Accounts and Making Unsuitable Recommendations
2 Jul 2021, 7:47 am by Shepherd Smith Edwards & Kantas, LLP
   Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) is speaking to [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
Customers Seeking $1.8M Over Investments Recommended By Western International Securities’ David Bibo
26 Jan 2021, 4:56 am by Shepherd Smith Edwards & Kantas, LLP
Contact Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) today so that we can [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
Customers Blame Ex-Wells Fargo Broker Clearing Services Herbert Weith For Variable Annuity Losses
28 Dec 2020, 12:12 pm by Shepherd Smith Edwards & Kantas, LLP
Contact our attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) today [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
Municipalities’ Inability to Pay Bond Interest Places Investors in a Precarious Position
14 Dec 2020, 6:49 am by Shepherd Smith Edwards & Kantas, LLP
Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) represents municipal bond fraud [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
CFD Investments Ordered to Pay $125K Fine Over the Inadequate Supervision of Variable Annuity Sales
21 Jan 2019, 1:09 pm by ccollins
Variable Annuity Fraud At Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm), our variable annuity [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
Options Trading Website Owner Faces Charges in Alleged $4M Online Binary Options Fraud
7 Dec 2018, 7:12 am by ccollins
suspect may be binary options fraud, do not hesitate to contact Shepherd Smith Edwards and Kantas, LLP (SSEK [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
Alleged $17.5M Texas Investor Fraud Leads to Criminal Indictment
26 Nov 2018, 8:54 am by ccollins
Texas Investor Fraud Lawyers Throughout Texas, Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
Investor Files Claim Against FSC Securities Over FS Energy and Power Fund & Northstar Healthcare REIT Losses
2 Mar 2022, 12:35 pm by Shepherd Smith Edwards & Kantas, LLP
losses and suspect that your FSC Securities broker may have been negligent, please get in touch with SSEK [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
Moody National REIT II Announces Postponement of Valuation Shares
11 Nov 2021, 2:16 pm by Shepherd Smith Edwards & Kantas, LLP
Contact Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) today at (800) 259-9010 [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
$500K Northstar Financial Services (Bermuda) Claim Brought Against Truist Investment Services by Venezuelan Investors
12 Aug 2021, 9:10 am by Shepherd Smith Edwards & Kantas, LLP
Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) is representing these South [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
Ex-Morgan Stanley Broker Francisco Valenzuela is Named in $500K Investor Claim Alleging Unsuitability
22 Jul 2021, 3:00 am by Shepherd Smith Edwards & Kantas, LLP
  Our broker negligence attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
NY Retiree Says David Lerner Associates Broker Mike Norton Sold Her Unsuitable Energy 11 Investment
15 Feb 2021, 11:03 am by Shepherd Smith Edwards & Kantas, LLP
  Our New York securities fraud attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm at [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
Shepherd Smith Edwards and Kantas Investigates Investor Claims Involving Ex-Stifel Nicolaus Broker Steven Rodemer
9 Apr 2020, 5:57 am by Shepherd Smith Edwards & Kantas, LLP
Here, at Shepherd Smith Edwards and Kantas (SSEK Law Firm), our broker fraud attorneys also remain hard [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/